ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
12
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Transparency filter Transparency
- (-) Remove Benchmarks filter Benchmarks
- CESR Archive (126) Apply CESR Archive filter
- Corporate Information (77) Apply Corporate Information filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Credit Rating Agencies (6) Apply Credit Rating Agencies filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- Joint Committee (4) Apply Joint Committee filter
- Corporate Disclosure (3) Apply Corporate Disclosure filter
- Management Board (3) Apply Management Board filter
- MiFID - Investor Protection (2) Apply MiFID - Investor Protection filter
- Prospectus (2) Apply Prospectus filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Vacancies (2) Apply Vacancies filter
- Corporate Finance (1) Apply Corporate Finance filter
- Market Integrity (1) Apply Market Integrity filter
- Post Trading (1) Apply Post Trading filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Securitisation (1) Apply Securitisation filter
- Trade Repositories (1) Apply Trade Repositories filter
Type of document
- (-) Remove Annual Report filter Annual Report
- (-) Remove CESR Document filter CESR Document
- (-) Remove Vacancy filter Vacancy
- Reference (142) Apply Reference filter
- Opinion (128) Apply Opinion filter
- Consultation Paper (60) Apply Consultation Paper filter
- Press Release (59) Apply Press Release filter
- Final Report (48) Apply Final Report filter
- Letter (48) Apply Letter filter
- Guidelines & Recommendations (43) Apply Guidelines & Recommendations filter
- Statement (38) Apply Statement filter
- Speech (30) Apply Speech filter
- Report (20) Apply Report filter
- Compliance table (12) Apply Compliance table filter
- Q&A (12) Apply Q&A filter
- Decision (11) Apply Decision filter
- Technical Standards (11) Apply Technical Standards filter
- Technical Advice (5) Apply Technical Advice filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
Market Abuse X Audit X Benchmarks X Transparency X Short Selling X MiFID - Secondary Markets X CESR Document X Annual Report X Vacancy X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 24/02/2021 | ESMA70-156-3926 | Annual Report 2020 Non-equity Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 2.44 MB |
||||
| 16/12/2021 | ESMA70-156-4474 | Annual Report 2021 Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 1.89 MB |
||||
| 15/11/2018 | ESMA70-145-1081 | Annual report on administrative and criminal sanctions and other administrative measures under MAR | Market Abuse, Market Integrity | Annual Report | PDF 158.47 KB |
||||
| 23/11/2021 | ESMA70-156-4673 | Annual Report on MAR administrative and criminal sanctions 2021 | Market Abuse | Annual Report | PDF 338.34 KB |
||||
| 17/07/2018 | ESMA70-154-651 | Application form- SMSC CWG Renewal 2018 | MiFID - Secondary Markets | Vacancy | DOCX 37.81 KB |
||||
| 29/06/2012 | 2012/415 | Call for Evidence on Empty Voting | Transparency, Corporate Disclosure | CESR Document | PDF 275.66 KB |
ESMA launched a Call for Evidence on Empty Voting in September 2011 to analyse the potential issues and concerns raised by the practice of empty voting and to examine whether there was a possible need for further action. An analysis of the responses received to the consultation has led ESMA to conclude that there is insufficient evidence to justify any regulatory action at the European level at present. | |||
| 17/07/2018 | ESMA70-154-652 | Call for expressions of interest- SMSC CWG Renewal | MiFID - Secondary Markets | Vacancy | PDF 263.08 KB |
||||
| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
| 20/03/2013 | 2013/318 | Feedback Statement on proposed amendments to the ESMA update of the CESR recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies | Prospectus, Corporate Disclosure, Transparency | CESR Document | PDF 265.19 KB |
||||
| 15/05/2009 | 09-220 | Feedback statement- MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market | Market Abuse | CESR Document | PDF 238.16 KB |
||||
| 09/10/2020 | ESMA70-156-3300 | MiFID II/MiFIR Annual Report under Commission Delegated Regulation (EU) 2017/583 (RTS 2) | MiFID - Secondary Markets | Annual Report | PDF 477.23 KB |
||||
| 09/10/2019 | ESMA70-156-1010 | On the application of waivers and deferrals | MiFID - Secondary Markets | Annual Report | PDF 7.3 MB |