ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
20/10/2021 ESMA34-45-1128 Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs , , Compliance table PDF
223.2 KB
18/10/2021 ESMA35-43-2517 Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) , Compliance table PDF
138.85 KB
12/10/2021 ESMA34-49-373 Compliance table on Revised Guidelines on stress tests scenarios under Article 28 of the MMF Regulation ESMA 34-49-291 , Compliance table PDF
217.73 KB
01/10/2021 ESMA35-43-1215 Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body , , Compliance table PDF
278.69 KB
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01/10/2021 ESMA35-43-1957 Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) , Compliance table PDF
163.99 KB
13/09/2021 ESMA35-43-2183 Compliance table- Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) , Compliance table PDF
160.49 KB
12/07/2021 Position Limits Position Limits Opinion XLSX
58.58 KB
12/07/2021 ESMA70-155-12008 Opinion on position limits on ICE Endex Dutch TTF gas contracts Opinion PDF
324.86 KB
12/07/2021 ESMA70-155-12003 Opinion on position limits on EEX TTF gas contracts Opinion PDF
315.18 KB
12/07/2021 ESMA70-155-12026 Opinion on position limits on EEX NCG gas contracts Opinion PDF
325.88 KB
08/07/2021 ESMA32-382-1157 Compliance table on disclosure requirements under the Prospectus Regulation Compliance table PDF
124.29 KB
01/07/2021 ESMA31-62-1409 Compliance table GLs on Risk factors Compliance table PDF
131.48 KB
16/06/2021 ESMA20-95-1381 2020 Annual Report , , , Annual Report PDF
4 MB
31/05/2021 ESMA70-155-11961 Opinion on AMF AMP , Opinion PDF
1.77 MB
27/05/2021 ESMA22-105-1363 ESMA OPINION ON 2019 DISCHARGE REPORT OF EP , Opinion PDF
87.37 KB
20/05/2021 ESMA70-156-4262 Opinion for the adjustment of the threshold set out in Article 5(2) of SSR , , Opinion PDF
429.84 KB
26/03/2021 JC 2021 16 ESAs’ Opinion to the European Commission on the Jurisdictional Scope of Application of the SECR , Opinion PDF
339.91 KB
08/03/2021 ESMA70-155-11742 OPINION on position limits on PXE Czech Financial Baseload contracts Opinion PDF
279.96 KB
08/03/2021 ESMA70-155-11701 OPINION on position limits on OMIP SPEL Base contracts Opinion PDF
252.26 KB
08/03/2021 ESMA70-155-11682 OPINION on position limits on MEFFPOWER Baseload contracts Opinion PDF
278 KB

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