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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
24/05/2013 request for technical advice Request from the European Commission for ESMA’s technical advice on procedural rules for taking supervisory measures and imposing fines on trade repositories Reference PDF
626.54 KB
22/06/2018 Reply to ESMA70-154-5851 Letter from Commission VP Dombrovskis answer to ESMA letter on MiFID II ancillary activity (ESMA70-154-5851) Letter PDF
743.74 KB
11/12/2015 Post-trading links Links to key Post Trading documents Reference PDF
603.88 KB
12/07/2021 Position Limits Position Limits Opinion
28/09/2022 Overview recruitments Overview recruitments , Reference PDF
800.43 KB

Updated September 2022

21/08/2014 ODRG/1/2014 ODRG letter to FSB on barriers to reporting to trade repositories Letter PDF
1.27 MB
09/11/2015 ODRG/06/11/15 Report of the ODRG to the G20 Nov (06112015) Reference PDF
215.5 KB
07/11/2014 ODRG 7/11/14 Report of the OTC Derivatives Regulators Group (ODRG) to G20 Leaders on Cross-Border Implementation Issues Reference PDF
460.72 KB
06/11/2015 NFC no CT Notification of NFC no longer exceeding the clearing threshold Reference XLSX
50.16 KB

This notification may be submitted to ESMA (EMIR-notifications@esma.europa.eu) preferably in Excel format, using the form hereby by a non-financial counterparty that no longer exceeds the clearing threshold for any of the following: 

a)     OTC credit derivative contracts;   
b)     OTC equity derivative contracts;   
c)     OTC foreign exchange derivative contracts;   
d)     OTC interest rate derivative contracts; and  
e)     OTC commodity derivative contracts and other OTC derivative contracts not defined under points (a) to (d). 
20/03/2017 mousca MoU on CCP supervision with the UAE SCA Reference PDF
577.19 KB
20/03/2017 mourbi MoU on CCP supervision with Reserve Bank of India Reference PDF
612.41 KB
20/03/2017 moudfsa Previous MoU on CCP supervision with Dubai Financial Supervisory Authority Reference PDF
661.74 KB
30/03/2022 MoU USA - SEC Memorandum of Understanding Related to ESMA’s Assessment of Compliance and Monitoring of the Ongoing Compliance with Recognition Conditions by Certain Clearing Agencies Established in the United States Reference PDF
257.43 KB
30/03/2022 MoU USA - CFTC Supplemental Arrangement Supplemental Arrangement to 2016 Memorandum of Understanding Related to ESMA’s Assessment of Compliance and Monitoring of the Ongoing Compliance with Recognition Conditions by Derivatives Clearing Organizations Established in the United States Reference PDF
177.18 KB
30/03/2022 MoU Switzerland Memorandum of Understanding Related to ESMA's Monitoring of the Ongoing Compliance with Recognition Conditions by CCPs Established in Switzerland Reference PDF
270.19 KB
30/03/2022 MoU Singapore Memorandum of Understanding between ESMA and MAS Related to Central Counterparties Established in Singapore Reference PDF
184.8 KB
18/04/2017 MOU RBNZ ESMA Previous MoU on CCP supervision with Reserve Bank and Financial Markets Authority of New Zealand Reference PDF
713.04 KB
30/03/2022 MoU New Zeleand Memorandum of Understanding between ESMA, the Reserve Bank of New Zealand and the Financial Markets Authority Related to CCPs Established in New Zealand Reference PDF
200.23 KB
30/03/2022 MoU Mexico Memorandum of Understanding between European Securities and Markets Authority (ESMA)and theNational Banking and Securities Commission(CNBV) Related toCCPs Established in Mexico Reference PDF
245.3 KB
30/03/2022 MoU Korea Memorandum of Understanding between ESMA and the FSC/FSS Related to CCPs Established in the Republic of Korea Reference PDF
187.51 KB

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