ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
109
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove CESR Archive filter CESR Archive
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove Corporate Information filter Corporate Information
- (-) Remove Benchmarks filter Benchmarks
- Procurement (73) Apply Procurement filter
- MiFID - Investor Protection (65) Apply MiFID - Investor Protection filter
- Market Integrity (35) Apply Market Integrity filter
- Short Selling (35) Apply Short Selling filter
- Post Trading (33) Apply Post Trading filter
- Fund Management (16) Apply Fund Management filter
- COVID-19 (12) Apply COVID-19 filter
- Credit Rating Agencies (12) Apply Credit Rating Agencies filter
- Market Abuse (9) Apply Market Abuse filter
- Prospectus (6) Apply Prospectus filter
- Innovation and Products (5) Apply Innovation and Products filter
- Joint Committee (5) Apply Joint Committee filter
- Supervisory convergence (5) Apply Supervisory convergence filter
- Brexit (4) Apply Brexit filter
- Securitisation (4) Apply Securitisation filter
- Board of Supervisors (2) Apply Board of Supervisors filter
- Securities and Markets Stakeholder Group (2) Apply Securities and Markets Stakeholder Group filter
- Trading (2) Apply Trading filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Opinion filter Opinion
- (-) Remove CLOSED Procedure filter CLOSED Procedure
- (-) Remove Technical Advice filter Technical Advice
- Reference (373) Apply Reference filter
- Press Release (358) Apply Press Release filter
- Final Report (335) Apply Final Report filter
- Letter (309) Apply Letter filter
- Consultation Paper (244) Apply Consultation Paper filter
- CESR Document (112) Apply CESR Document filter
- Annual Report (101) Apply Annual Report filter
- Statement (89) Apply Statement filter
- Speech (77) Apply Speech filter
- Report (45) Apply Report filter
- Q&A (24) Apply Q&A filter
- Guidelines & Recommendations (18) Apply Guidelines & Recommendations filter
- Compliance table (11) Apply Compliance table filter
- Technical Standards (11) Apply Technical Standards filter
- Decision (9) Apply Decision filter
- SMSG Advice (5) Apply SMSG Advice filter
- Vacancy (2) Apply Vacancy filter
- Investor Warning (1) Apply Investor Warning filter
- Summary of Conclusions (1) Apply Summary of Conclusions filter
Your filters
MiFID - Secondary Markets X Benchmarks X Sustainable finance X Corporate Information X Corporate Disclosure X CESR Archive X Transparency X Technical Advice X CLOSED Procedure X Opinion X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 01/10/2010 | 10-1143 | Tender for the Creation of a Logo and Graphical elements for European Securities and Markets Authority | CESR Archive | CLOSED Procedure | PDF 208.11 KB |
||||
| 27/10/2010 | 10-1264 Q&A 1 | Clarifications and responses to questions concerning the Appel d'offre n 10-1264- part 1 | CESR Archive | CLOSED Procedure | PDF 57.19 KB |
||||
| 27/10/2010 | 10-1264 Q&A 2 | Clarifications and responses to questions concerning the Appel d'offre n 10-1264- part 2 | CESR Archive | CLOSED Procedure | PDF 54.6 KB |
||||
| 08/10/2010 | 10-1264a | Règlement de la consultation- PRESTATIONS DE MISSION DE MAITRISE D’OEUVRE POUR L’AGENCEMENT DES NOUVEAUX LOCAUX DU CESR | CESR Archive | CLOSED Procedure | PDF 443.87 KB |
||||
| 08/10/2010 | 10-1264b | CAHIER DES CLAUSES PARTICULIERES- PRESTATIONS DE MISSION DE MAITRISE D’OEUVRE POUR L’AGENCEMENT DES NOUVEAUX LOCAUX DU CESR | CESR Archive | CLOSED Procedure | PDF 438.62 KB |
||||
| 08/10/2010 | 10-1264c | ACTE D’ENGAGEMENT- PRESTATIONS DE MISSION DE MAITRISE D’OEUVRE POUR L’AGENCEMENT DES NOUVEAUX LOCAUX DU CESR A PARIS | CESR Archive | CLOSED Procedure | PDF 134.85 KB |
||||
| 01/10/2010 | 10-320 | Tender for the development, support and maintenance of the website of ESMA | CESR Archive | CLOSED Procedure | ZIP 4.27 MB |
||||
| 09/06/2010 | 10-333 | Technical Advice- The Equivalence between the Japanese Regulatory and Supervisory Framework and the EU Regulatory Regime for Credit Rating Agencies | CESR Archive, Credit Rating Agencies | Technical Advice | PDF 4.59 MB |
||||
| 04/10/2011 | 2011/323 | Final report- ESMA's technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Technical Advice | PDF 797.56 KB |
||||
| 01/03/2012 | 2012/137 | ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Technical Advice | PDF 1.32 MB |
ESMA publishes today the second part of its final advice (ESMA/2012/137) on possible delegated acts for the Prospectus Directive (PD). The advice was submitted to the Commission on 29 February 2012. In its advice, ESMA proposes how to use a prospectus in a retail cascade and provides input on how to review the provisions of the Prospectus Regulation concerning tax information, indices, auditor’s report on profit forecasts and estimates and audited historical financial information. Today’s advice follows a public consultation started on 13 December 2011. Overall, the technical advice aims to achieve a high level of investor protection and to increase across Europe the legal clarity and efficiency of the prospectus regime. Investment prospectuses as such are aimed to provide investors with easily accessible information on financial products so as to foster in-formed decision-making. | |||
| 09/01/2013 | 2012/864 | ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Technical Advice | PDF 1.23 MB |
||||
| 18/12/2013 | 2013/1944 | Format of the base prospectus and consistent application of Article 26(4) of the Prospectus Regulation | Prospectus, Corporate Disclosure | Opinion | PDF 75.6 KB |
||||
| 20/03/2013 | 2013/317 | Framework for the assessment of third country prospectuses under Article 20 of the Prospectus Directive | Prospectus, Corporate Disclosure | Opinion | PDF 725.59 KB |
||||
| 19/12/2014 | 2014/1569 | Technical Advice to the Commission on MiFID II and MiFIR | MiFID - Investor Protection, MiFID - Secondary Markets | Technical Advice | PDF 2.8 MB |
Reasons for publication The European Securities and Markets Authority (ESMA) received a formal request (mandate) from the European Commission (Commission) on 23 April 2014 to provide technical advice to assist the Commission on the possible content of the delegated acts required by several provisions of Markets in Financial Instruments Directive (MiFID II) and the Markets in Financial Instruments Regulation (MiFIR). The mandate focuses on technical issues which follow from MiFID II and MiFIR and is available on the European Commission website (here). ESMA was required to provide technical advice by no later than six months after the entry into force of MiFID II and MiFIR (2 July 2014). Contents This final report follows the same structure as the Consultation Paper (CP) published by ESMA on 22 May 2014 which is: (1) Introduction, (2) Investor protection, (3) Transparency, (4) Data publication, (5) Micro-structural issues, (6) Requirements applying on and to trading venues, (7) Commodity derivatives and (8) Portfolio compression. This paper also contains summaries of responses to the CP received by ESMA. The rationale of those items covered already in the CP for which no relevant changes have been introduced, is not developed again in this Final Report. ESMA recommends, therefore, to read this report together with the CP published on 22 May 2014 to have a complete vision of the rationale for ESMA’s technical advice. Next steps Delegated acts should be adopted by the Commission so that they enter into application by 30 months following the entry into force of the Directive and Regulation, taking into account the right of the European Parliament and Council to object to a delegated act within 3 months (which can be extended by a further 3 months). | |||
| 01/07/2015 | 2015/1015 | ESMA assessment of Israeli laws and regulations on prospectuses | Corporate Disclosure | Opinion | PDF 173.89 KB |
||||
| 25/09/2015 | 2015/1462 | ESMA opinion on accounting for Deposit Guarantee Scheme | Corporate Disclosure, IFRS Supervisory Convergence | Opinion | PDF 127.91 KB |
||||
| 02/05/2016 | 2016/666 | Opinion on draft RTS 2 non-equity transparency | MiFID - Secondary Markets | Opinion | PDF 193.79 KB |
||||
| 02/05/2016 | 2016/666 ANNEX | Annex- Opinion on draft RTS 2 non-equity transparency | MiFID - Secondary Markets | Opinion | PDF 633.28 KB |
||||
| 02/05/2016 | 2016/668 | Opinion on draft RTS 21 position limits | MiFID - Secondary Markets | Opinion | PDF 152.8 KB |
||||
| 02/05/2016 | 2016/668 ANNEX | Annex- Opinion on draft RTS 21 position limits | MiFID - Secondary Markets | Opinion | PDF 124.02 KB |