ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
49
REFINE YOUR SEARCH
Sections
- (-) Remove Post Trading filter Post Trading
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Short Selling filter Short Selling
- Risk Analysis & Economics - Markets Infrastructure Investors (48) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Guidelines and Technical standards (43) Apply Guidelines and Technical standards filter
- Fund Management (33) Apply Fund Management filter
- IFRS Supervisory Convergence (23) Apply IFRS Supervisory Convergence filter
- Supervisory convergence (21) Apply Supervisory convergence filter
- Joint Committee (19) Apply Joint Committee filter
- MiFID - Investor Protection (19) Apply MiFID - Investor Protection filter
- Corporate Disclosure (17) Apply Corporate Disclosure filter
- Innovation and Products (14) Apply Innovation and Products filter
- Credit Rating Agencies (10) Apply Credit Rating Agencies filter
- Market Abuse (9) Apply Market Abuse filter
- Prospectus (9) Apply Prospectus filter
- Securities and Markets Stakeholder Group (9) Apply Securities and Markets Stakeholder Group filter
- Corporate Information (8) Apply Corporate Information filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Benchmarks (7) Apply Benchmarks filter
- Market data (7) Apply Market data filter
- Market Integrity (7) Apply Market Integrity filter
- CCP Directorate (6) Apply CCP Directorate filter
- Sustainable finance (6) Apply Sustainable finance filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- Trade Repositories (5) Apply Trade Repositories filter
- Securitisation (4) Apply Securitisation filter
- IAS Regulation (3) Apply IAS Regulation filter
- Press Releases (3) Apply Press Releases filter
- Corporate Finance (2) Apply Corporate Finance filter
- COVID-19 (2) Apply COVID-19 filter
- Management Board (2) Apply Management Board filter
- Transparency (2) Apply Transparency filter
- Corporate Governance (1) Apply Corporate Governance filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
Type of document
- (-) Remove Report filter Report
- (-) Remove Compliance table filter Compliance table
- Reference (231) Apply Reference filter
- Opinion (136) Apply Opinion filter
- Consultation Paper (87) Apply Consultation Paper filter
- Final Report (74) Apply Final Report filter
- Press Release (65) Apply Press Release filter
- Letter (56) Apply Letter filter
- Statement (54) Apply Statement filter
- Guidelines & Recommendations (50) Apply Guidelines & Recommendations filter
- Speech (29) Apply Speech filter
- Technical Advice (20) Apply Technical Advice filter
- Technical Standards (16) Apply Technical Standards filter
- Q&A (14) Apply Q&A filter
- Decision (10) Apply Decision filter
- Annual Report (5) Apply Annual Report filter
- Vacancy (4) Apply Vacancy filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
MiFID - Secondary Markets X Vacancies X International cooperation X Short Selling X Post Trading X Compliance table X Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 14/08/2015 | 2015/1261 | Guidelines compliance table- Guidelines on the application of definitions C6 and C7 under MiFID I | MiFID - Secondary Markets | Compliance table | |||||
| 01/02/2016 | 2016/174 | Final Report on CSDR RTS on settlement discipline | Post Trading | Report | PDF 1.59 MB |
||||
| 01/02/2016 | 2016/174/Annex IV | Impact assessment on CSDR RTS on settlement discipline | Post Trading | Report | PDF 1.39 MB |
||||
| 16/02/2016 | ESMA70-151-3417 | Comply or explain table for G&R on CCP college | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.53 KB |
||||
| 16/02/2016 | ESMA70-151-3418 | Comply or explain table for G&R on IO arrangements | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.37 KB |
||||
| 16/02/2016 | ESMA70-151-3419 | Comply or explain table for G&R on PFMIs | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.61 KB |
||||
| 04/10/2016 | 2016/1415 | ESMA reporton on securities financing transactions and leverage in the EU | Post Trading, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.94 MB |
||||
| 22/12/2016 | 2016/1683 | Peer Review on CCPs' Margin and Collateral requirements | Post Trading | Report | PDF 543.98 KB |
||||
| 11/01/2017 | ESMA42-1643088512-2962 | ESMA42-1643088512-2962 Follow-up Report to the Peer Review on Best Execution | MiFID - Investor Protection, MiFID - Secondary Markets, Supervisory convergence | Report | PDF 774.17 KB |
||||
| 18/01/2017 | ESAS-2017-82 | Report on the functionning of the CRR with the related obligations under EMIR | Post Trading | Report | PDF 602.75 KB |
||||
| 28/02/2017 | ESMA70-872942901-21 | Final report on draft RTS on package orders for which there is a liquid market | MiFID - Secondary Markets | Report | PDF 712.46 KB |
||||
| 23/03/2017 | ESMA70-708036281-8 | Final Report on guidelines on participant default rules and procedures under CSDR | Post Trading | Report | PDF 608.18 KB |
||||
| 23/03/2017 | ESMA70-708036281-7 | Final Report on CSDR Guidelines on Access by a CSD to the Transaction Feeds of a CCP or of a Trading Venue under CSDR | Post Trading | Report | PDF 344.18 KB |
||||
| 31/03/2017 | ESMA70-708036281-82 | Final Report on Technical standards under SFTR and certain amendments to EMIR | Post Trading | Report | PDF 3.61 MB |
||||
| 31/03/2017 | ESMA/2017/70-8792942901-40 | Final report on Draft RTS specifying the scope of the consolidated tape for non-equity financial instruments | MiFID - Secondary Markets | Report | PDF 644.29 KB |
||||
| 29/09/2017 | ESMA70-156-227 | Final report on draft RTS on the trading obligation for derivatives under MiFIR | MiFID - Secondary Markets | Report | PDF 609.23 KB |
||||
| 02/02/2018 | ESMA70-151-1154 | EU-wide CCP Stress Test 2017 | Post Trading | Report | PDF 4.72 MB |
||||
| 13/06/2018 | ESMA70-151-1400 | Report on supervisory measures and penalties under EMIR | Post Trading | Report | PDF 605.66 KB |
||||
| 23/10/2018 | ESMA70-151-1417 | Compliance table for ESMA's Guidelines on the cooperation between authorities under Articles 17 and 23 of CSDR (ESMA70-151-435) | Post Trading | Compliance table | PDF 141.9 KB |
||||
| 23/10/2018 | ESMA70-151-732 | Compliance table for the Guidelines on participant default rules and procedures under Regulation (EU) No 909/2014 (ESMA70-151-294) | Post Trading | Compliance table | PDF 140.8 KB |