ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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MiFID - Secondary Markets X Audit X Brexit X Trade Repositories X Supervisory convergence X Board of Supervisors X Post Trading X Market Integrity X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 13/01/2021 | ESMA35-43-2509 | Reminder to firms of the MiFID II rules on ‘reverse solicitation’ in the context of the recent end of the UK transition period | Brexit, MiFID - Investor Protection | Statement | PDF 151.2 KB |
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| 12/01/2021 | ESMA70-155-11233 | OPINION on position limits on EEX Phelix DE/AT Base Power contracts | MiFID - Secondary Markets | Opinion | PDF 235.51 KB |
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| 12/01/2021 | ESMA70-155-11230 | OPINION on position limits on Phelix DE Base Power contracts | MiFID - Secondary Markets | Opinion | PDF 272.08 KB |
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| 12/01/2021 | ESMA70-155-11635 | CSD Register | Post Trading | Reference | PDF 1013.54 KB |
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| 08/01/2021 | ESMA70-156-177 | Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) | MiFID - Secondary Markets | Compliance table | PDF 129.28 KB |
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| 08/01/2021 | ESMA71-102-173 | ESMA Q&As- list of questions currently under development | Supervisory convergence | Reference | XLSX 115.81 KB |
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| 08/01/2021 | ESMA22-106-3039 | Summary of Conclusions Board of Supervisors conference call- 2 December 2020 | Board of Supervisors | Summary of Conclusions | PDF 137.45 KB |
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| 07/01/2021 | ESMA22-106-3008 | Summary of Conclusions Board of Supervisors conference call- 19 November 2020 | Board of Supervisors | Summary of Conclusions | PDF 179.75 KB |
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| 04/01/2021 | EPSA | List of Exempted Pension Schemes | Post Trading | Reference | PDF 144.02 KB |
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| 04/01/2021 | ESMA70-151-2767 | Designated Payment and Securities Settlement Systems | Post Trading | Reference | PDF 399.79 KB |
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| 04/01/2021 | ESMA70-155-11638 | Designated Authorities to notify opening of insolvency proceedings | Post Trading | Reference | PDF 254.59 KB |
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| 04/01/2021 | ESMA70-151-887 | CSDR List of relevant authorities- Article 12 | Post Trading | Reference | PDF 297.21 KB |
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| 04/01/2021 | ESMA70-708036281-176 | Public Register for the Clearing Obligation under EMIR | Post Trading | Reference | PDF 636.2 KB |
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| 04/01/2021 | ESMA70-152-348 | List of third-country CCPs recognised to offer services and activities in the Union | Post Trading | Reference | PDF 408.59 KB |
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| 04/01/2021 | ESMA70-148-523 | List of Central Counterparties authorised to offer services and activities in the Union | Post Trading | Reference | PDF 363.91 KB |
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| 04/01/2021 | ESMA70-155-4809 | List of trading venues and CCPs benefiting from a transitional exemption from the access provisions under Article 54(2) of MiFIR | MiFID - Secondary Markets | Reference | PDF 87.52 KB |
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| 04/01/2021 | ESMA70-153-236 | ESMA-BoE MoU on UK CSD Recognition | International cooperation, Post Trading | Reference | PDF 223.45 KB |
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| 04/01/2021 | EU-UKFCA MoU | EU-UK FCA MoU on consultation, cooperation and exchange of information | Brexit, International cooperation | Reference | PDF 219.12 KB |
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| 04/01/2021 | ESMA-UKFCA MoU | ESMA-UK FCA MoU on consultation, cooperation and exchange of information | Brexit, International cooperation | Reference | PDF 195.27 KB |
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| 04/01/2021 | ESMA71-99-1498 | Brexit: ESMA withdraws the registrations of six UK-based credit rating agencies and four trade repositories | Brexit, Credit Rating Agencies, Press Releases, Trade Repositories | Press Release | PDF 94.63 KB |