ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
119
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Fund Management filter Fund Management
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove IFRS Supervisory Convergence filter IFRS Supervisory Convergence
- MiFID - Investor Protection (70) Apply MiFID - Investor Protection filter
- Guidelines and Technical standards (40) Apply Guidelines and Technical standards filter
- Market Integrity (35) Apply Market Integrity filter
- Short Selling (34) Apply Short Selling filter
- Post Trading (24) Apply Post Trading filter
- COVID-19 (12) Apply COVID-19 filter
- Market Abuse (10) Apply Market Abuse filter
- Corporate Disclosure (6) Apply Corporate Disclosure filter
- Joint Committee (6) Apply Joint Committee filter
- Prospectus (5) Apply Prospectus filter
- Supervisory convergence (5) Apply Supervisory convergence filter
- Brexit (4) Apply Brexit filter
- Innovation and Products (4) Apply Innovation and Products filter
- Benchmarks (3) Apply Benchmarks filter
- Securitisation (3) Apply Securitisation filter
- Corporate Information (2) Apply Corporate Information filter
- Securities and Markets Stakeholder Group (2) Apply Securities and Markets Stakeholder Group filter
- Trading (2) Apply Trading filter
- Board of Supervisors (1) Apply Board of Supervisors filter
- Trade Repositories (1) Apply Trade Repositories filter
- Transparency (1) Apply Transparency filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Opinion filter Opinion
- (-) Remove Compliance table filter Compliance table
- Reference (232) Apply Reference filter
- Press Release (171) Apply Press Release filter
- Guidelines & Recommendations (160) Apply Guidelines & Recommendations filter
- Final Report (105) Apply Final Report filter
- Consultation Paper (104) Apply Consultation Paper filter
- Report (103) Apply Report filter
- Letter (77) Apply Letter filter
- Statement (71) Apply Statement filter
- Speech (47) Apply Speech filter
- Decision (27) Apply Decision filter
- Technical Advice (18) Apply Technical Advice filter
- Technical Standards (16) Apply Technical Standards filter
- Q&A (13) Apply Q&A filter
- Annual Report (12) Apply Annual Report filter
- Vacancy (2) Apply Vacancy filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
MiFID - Secondary Markets X Credit Rating Agencies X Risk Analysis & Economics - Markets Infrastructure Investors X Fund Management X IFRS Supervisory Convergence X Compliance table X Opinion X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 02/05/2016 | 2016/666 ANNEX | Annex- Opinion on draft RTS 2 non-equity transparency | MiFID - Secondary Markets | Opinion | PDF 633.28 KB |
||||
| 30/05/2016 | 2016/730 ANNEX | Annex- Opinion on draft RTS 20 on ancillary activity | MiFID - Secondary Markets | Opinion | PDF 220.42 KB |
||||
| 02/05/2016 | 2016/668 ANNEX | Annex- Opinion on draft RTS 21 position limits | MiFID - Secondary Markets | Opinion | PDF 124.02 KB |
||||
| 30/04/2019 | ESMA70-155-3655 | Belgian Power Physical Base position limit opinion | MiFID - Secondary Markets | Opinion | PDF 261.43 KB |
||||
| 04/10/2017 | ESMA34-43-352 | Compliance table for the Guidelines on sound remuneration policies under the UCITS Directive | Fund Management, Guidelines and Technical standards | Compliance table | PDF 154.54 KB |
||||
| 08/01/2021 | ESMA70-156-177 | Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) | MiFID - Secondary Markets | Compliance table | PDF 145.21 KB |
||||
| 21/03/2019 | ESMA70-145-1345 | Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 112.12 KB |
||||
| 04/10/2017 | ESMA34-32-316 | Compliance table for the Guidelines sound remuneration policies under the AIFMD (ESMA/2016/579) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 144.26 KB |
||||
| 01/12/2020 | ESMA32-67-142 | Compliance table on ESMA Guidelines on the enforcement of financial information | Corporate Disclosure, IFRS Supervisory Convergence | Compliance table | PDF 150.56 KB |
||||
| 21/03/2022 | ESMA34-32-898 | Compliance table on Guidelines on Article 25 of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 190.47 KB |
||||
| 20/04/2022 | ESMA34-45-1445 | Compliance table on Guidelines on marketing communications under the Regulation on the cross-border distribution of funds | Fund Management, Guidelines and Technical standards | Compliance table | PDF 192.62 KB |
||||
| 16/05/2022 | ESMA70-156-4754 | Compliance table on Guidelines on MiFID II/MiFIR obligations on market data | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 168.74 KB |
||||
| 26/10/2021 | ESMA34-49-373 | Compliance table on Revised Guidelines on stress tests scenarios under Article 28 of the MMF Regulation ESMA 34-49-291 | Fund Management, Guidelines and Technical standards | Compliance table | PDF 220.66 KB |
||||
| 12/04/2016 | 2016/602 | Compliance table- Guidelines on ETFs and other UCITS issues | Fund Management, Guidelines and Technical standards | Compliance table | PDF 131.17 KB |
||||
| 30/11/2021 | 2016/572 | Compliance table- Guidelines on key concepts of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 153.05 KB |
||||
| 13/05/2022 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 225.5 KB |
||||
| 30/11/2021 | ESMA34-32-458 | Compliance table- Guidelines on reporting obligations under Articles 3(3)(d) and 24(1),(2) and (4) of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 111.92 KB |
||||
| 04/05/2016 | 2016/675 | Compliance table- Guidelines on sound remuneration policies under the AIFMD (ESMA/2013/232) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 143.93 KB |
||||
| 26/01/2022 | ESMA70-156-350 | Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 142.69 KB |
||||
| 03/09/2019 | ESMA70-156-1411 | Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE | MiFID - Secondary Markets | Compliance table | PDF 102.75 KB |