ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 30/11/2022 | ESMA35-42-1305 | ESCPR- Miscellaneous reporting to ESMA | Crowdfunding, MiFID - Investor Protection | Reference | PDF 381.28 KB |
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| 29/11/2022 | ESMA50-164-6327 | TRV article- Parsing prospectuses: A text-mining approach | Prospectus, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 702.77 KB |
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| 29/11/2022 | ESMA70-152-348 | List of third-country CCPs recognised to offer services and activities in the Union | CCP Directorate, Post Trading | Reference | PDF 463.23 KB |
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| 25/11/2022 | ESMA32-382-1157 | Compliance table on disclosure requirements under the Prospectus Regulation | Prospectus | Compliance table | PDF 144.34 KB |
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| 25/11/2022 | ESMA31-62-1409 | Compliance table GLs on Risk factors | Prospectus | Compliance table | PDF 180.41 KB |
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| 25/11/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 549.17 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
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| 25/11/2022 | ESMA70-156-4448 | Q&As- Central Securities Depositories Regulation | Post Trading, Supervisory convergence | Q&A | PDF 590.32 KB |
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| 21/11/2022 | ESMA70-450-1237 | Final Report CSDR RTS Art 19 Amendment | Post Trading | Final Report | PDF 405.26 KB |
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| 21/11/2022 | ESMA70-156-6093 | Annual Report 2022 Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 1.17 MB |
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| 18/11/2022 | ESMA70-449-673 | Annual Report on MAR administrative and criminal sanctions 2022 | Market Abuse | Report | PDF 449.92 KB |
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| 18/11/2022 | ESMA70-156-173 | MiFID II list of supplementary deferral regimes | MiFID - Secondary Markets | Reference | XLSX 71.08 KB |
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| 17/11/2022 | ESMA35-36-2640 | Consultation paper on review of the technical standards under Article 34 of MiFID II | MiFID - Investor Protection | Consultation Paper | PDF 717.76 KB |
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| 10/11/2022 | ESMA70-148-523 | List of Central Counterparties authorised to offer services and activities in the Union | Post Trading | Reference | PDF 379.96 KB |
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| 08/11/2022 | ESMA70-155-11016 | List of designated authorities, payment systems and securities settlement systems | Post Trading | Reference | XLSX 75.84 KB |
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| 28/10/2022 | ESMA42-112-389 | List of extra-judicial mechanisms for consumers complaints (Art. 75 MiFID II) | MiFID - Investor Protection | Reference | PDF 265.62 KB |
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| 28/10/2022 | ESMA32-63-1320 | ESMA statement on European Common Enforcement priorities for 2022 annual reports | Corporate Disclosure, IFRS Supervisory Convergence | Statement | PDF 608.88 KB |
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| 26/10/2022 | ESMA35-43-3109 | ESMA Opinion on the product intervention measure relating to futures with additional payment obligations proposed by the Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin) | MiFID - Investor Protection | Opinion | PDF 205.48 KB |
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| 26/10/2022 | ESMA22-106-4247 | SMSG advice in respect of the ESMA Consultation Paper on the Review of the Guidelines on MiFID II product governance requirements | MiFID - Investor Protection, Securities and Markets Stakeholder Group, Supervisory convergence | SMSG Advice | PDF 232.86 KB |
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| 24/10/2022 | ESMA24-436-1150 | Annex to the Opening Statement- 2022 ECON Annual Hearing, 24 October 2022 | Board of Supervisors, CCP Directorate, Corporate Information, Innovation and Products, MiFID - Investor Protection, Speeches, Supervisory convergence, Sustainable finance | Reference | PDF 701.79 KB |
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| 24/10/2022 | ESMA24-436-1425 | Verena Ross Opening Statement- 2022 ECON Annual Hearing, 24 October 2022 | Board of Supervisors, CCP Directorate, Corporate Information, Innovation and Products, MiFID - Investor Protection, Speeches, Supervisory convergence, Sustainable finance | Statement | PDF 619.63 KB |