ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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01/04/2020 | ESMA70-156-2287 | Technical Advice to the European Commission on weekly position reports under MiFID II | MiFID - Secondary Markets, Supervisory convergence | Technical Advice | PDF 231.84 KB |
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19/12/2014 | 2014/1569 | Technical Advice to the Commission on MiFID II and MiFIR | MiFID - Investor Protection, MiFID - Secondary Markets | Technical Advice | PDF 2.8 MB |
Reasons for publication The European Securities and Markets Authority (ESMA) received a formal request (mandate) from the European Commission (Commission) on 23 April 2014 to provide technical advice to assist the Commission on the possible content of the delegated acts required by several provisions of Markets in Financial Instruments Directive (MiFID II) and the Markets in Financial Instruments Regulation (MiFIR). The mandate focuses on technical issues which follow from MiFID II and MiFIR and is available on the European Commission website (here). ESMA was required to provide technical advice by no later than six months after the entry into force of MiFID II and MiFIR (2 July 2014). Contents This final report follows the same structure as the Consultation Paper (CP) published by ESMA on 22 May 2014 which is: (1) Introduction, (2) Investor protection, (3) Transparency, (4) Data publication, (5) Micro-structural issues, (6) Requirements applying on and to trading venues, (7) Commodity derivatives and (8) Portfolio compression. This paper also contains summaries of responses to the CP received by ESMA. The rationale of those items covered already in the CP for which no relevant changes have been introduced, is not developed again in this Final Report. ESMA recommends, therefore, to read this report together with the CP published on 22 May 2014 to have a complete vision of the rationale for ESMA’s technical advice. Next steps Delegated acts should be adopted by the Commission so that they enter into application by 30 months following the entry into force of the Directive and Regulation, taking into account the right of the European Parliament and Council to object to a delegated act within 3 months (which can be extended by a further 3 months). | |||
28/10/2019 | ESMA22-106-1990 | SMSG Opinion on ESMA's Report on performance and cost of retail investment products | Securities and Markets Stakeholder Group | Opinion | PDF 148.41 KB |
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31/10/2018 | ESMA22-106-1296 | SMSG Opinion on EC request to ESAs on cost and performance of retail investment, insurance and pension products | Securities and Markets Stakeholder Group | Opinion | PDF 152.91 KB |
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12/07/2021 | Position Limits | Position Limits | MiFID - Secondary Markets | Opinion | |||||
20/06/2019 | ESMA70-155-2925 | Position limit on French Power Peak contracts | MiFID - Secondary Markets | Opinion | PDF 235.2 KB |
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20/06/2019 | ESMA70-155-2941 | Position limit on French Power Base contracts | MiFID - Secondary Markets | Opinion | PDF 232.18 KB |
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24/09/2019 | ESMA70-155-5827 | Position limit on EEX Italian Power Peak contracts | MiFID - Secondary Markets | Opinion | PDF 234.36 KB |
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24/09/2019 | ESMA70-155-2929 | Position limit on EEX Italian Power Base contracts | MiFID - Secondary Markets | Opinion | PDF 223.5 KB |
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20/06/2019 | ESMA70-155-4451 | Position limit on Czech PXE Power Base contract | MiFID - Secondary Markets | Opinion | PDF 261.58 KB |
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20/03/2019 | ESMA-70-155-5287 | Position limit notification for Hungarian Future | MiFID - Secondary Markets | Opinion | PDF 537.44 KB |
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25/04/2017 | ESMA70-145-76 | Points for convergence in relation to MAR accepted market practices on liquidity contracts | Market Abuse, Market Integrity | Opinion | PDF 166.37 KB |
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30/04/2019 | ESMA70-155-2935 | Phelix DEAT Power Peak Futures position limit opinion | MiFID - Secondary Markets | Opinion | PDF 252.75 KB |
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30/04/2019 | ESMA70-155-5289 | Phelix DEAT OTF Base Futures position limit opinion | MiFID - Secondary Markets | Opinion | PDF 217.88 KB |
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30/04/2019 | ESMA70-155-6353 | Phelix DE Power Peak Futures position limit opinion | MiFID - Secondary Markets | Opinion | PDF 272.08 KB |
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31/01/2020 | ESMA70-155-7850 | Opinion- Relating to the intended Accepted Market Practice on liquidity contracts notified by the Commissione Nazionale per le Società e la Borsa (Consob) | Market Abuse | Opinion | PDF 407.58 KB |
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13/07/2017 | ESMA70-154-270 | Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union | Brexit, MiFID - Secondary Markets, Supervisory convergence | Opinion | PDF 181.69 KB |
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02/05/2022 | ESMA70-449-497 | Opinion RTS liquidity contracts for SME Growth Market issuers | Market Integrity, MiFID - Investor Protection, MiFID - Secondary Markets, Trading | Opinion | PDF 849.59 KB |
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22/05/2017 | ESMA70-156-117 | Opinion on traded on a trading venue under MiFID II | MiFID - Secondary Markets | Opinion | PDF 155.64 KB |
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03/06/2020 | ESMA70-154-165 | Opinion on third-country trading venues for the purpose of transparency under MiFID II / MiFIR | MiFID - Secondary Markets | Opinion | PDF 97.82 KB |