ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
108
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
MiFID - Secondary Markets X IAS Regulation X Press Releases X Careers X Board of Supervisors X Corporate Disclosure X Prospectus X Trade Repositories X Technical Standards X Compliance table X Summary of Conclusions X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
20/12/2013 2013/1970 Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus Prospectus, Corporate Disclosure Technical Standards PDF
713.74 KB		 The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment.
29/09/2014 2014/1187 Draft Regulatory Technical Standards on major shareholdings and an indicative list of financial instruments subject to notification requirements under the revised Transparency Directive Corporate Disclosure, Transparency Technical Standards PDF
810.07 KB		 The European Securities and Markets Authority (ESMA) has published its draft Regulatory Technical Standards (RTS) under the revised Transparency Directive relating to the notification of major shareholdings.
19/12/2014 2014/1571 Final Report on draft Implementing Technical Standards on main indices and recognised exchanges under the Capital Requirements Regulation MiFID - Secondary Markets Technical Standards PDF
281.16 KB		 The European Securities and Markets Authority (ESMA) has developed draft Implementing Technical Standards specifying main indices and recognised exchanges as required under Paragraph 8 of Article 197 of Regulation (EU) 575/2013 (Capital Requirements Regulation). These have now been submitted to the European Commission submitted for endorsement of the draft ITS.It has 3 months to make this decision.
01/07/2015 2015/1014 Draft RTS on prospectus related issues under the Omnibus II Directive Corporate Disclosure Technical Standards PDF
949.89 KB
14/08/2015 2015/1261 Guidelines compliance table- Guidelines on the application of definitions C6 and C7 under MiFID I MiFID - Secondary Markets Compliance table
28/09/2015 2015-ESMA-1464 Final Report- draft RTS and ITS on MIFID II and MiFIR MiFID - Secondary Markets Technical Standards PDF
2.74 MB
28/09/2015 2015-ESMA-1464 Annex I 2015-ESMA-1464 Annex I- draft RTS and ITS on MiFID II and MiFIR MiFID - Secondary Markets Technical Standards PDF
2.85 MB
21/10/2015 2015/BS/139rev SoC Board of Supervisors- 9 July conference call Board of Supervisors Summary of Conclusions PDF
147.59 KB
21/10/2015 2015/BS/140 SoC June 2015 Board of Supervisors Board of Supervisors Summary of Conclusions PDF
271.78 KB
21/10/2015 2015/BS/168rev SoC Board of Supervisors- conference call 31 August 2015 Board of Supervisors Summary of Conclusions PDF
122.18 KB
01/12/2015 2015/BS/202rev1 Summary of Conclusions September 2015 Board meeting Board of Supervisors Summary of Conclusions PDF
268.78 KB
17/12/2015 2015/BS/232rev SoC November 2015 Board of Supervisors Board of Supervisors Summary of Conclusions PDF
279.1 KB
03/02/2016 2016/BS/2rev1 SoC Board of Supervisors Board of Supervisors Summary of Conclusions PDF
212.94 KB
05/04/2016 2016/BS/61rev1 Summary of conclusions BoS meeting 27/01/2016 Board of Supervisors Summary of Conclusions PDF
258.36 KB
05/04/2016 2016/BS/72rev1 Summary of conclusions BoS meeting 07/03/2016 Board of Supervisors Summary of Conclusions PDF
148.73 KB
01/06/2016 2016/BS/110rev1 Summary of conclusions BoS meeting 23/03/2016 Board of Supervisors Summary of Conclusions PDF
258.81 KB
20/06/2016 2016/BS/117rev1 Summary of Conclusions Board of Supervisors Conference call 28/04/2016 Board of Supervisors Summary of Conclusions PDF
208.82 KB
19/07/2016 2016-BS-151rev1 Summary of Conclusions BoS meeting 25 May 2016 Board of Supervisors Summary of Conclusions PDF
303.49 KB
03/10/2016 2016/BS/201rev Summary of Conclusions- Board of Supervisors Meeting 12 July 2016 Board of Supervisors Summary of Conclusions PDF
230.3 KB
10/11/2016 2016/BS/259rev1 Summary of Conclusions Board of Supervisors meeting 28/09/2016 Board of Supervisors Summary of Conclusions PDF
244.71 KB

Pages