The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
REFINE YOUR SEARCH
Type of document
Corporate Information X Benchmarks X Warnings and publications for investors X Transparency X Joint Committee X Innovation and Products X CESR Archive X Technical Advice X Compliance table XReset all filters
|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|09/06/2010||10-333||Technical Advice- The Equivalence between the Japanese Regulatory and Supervisory Framework and the EU Regulatory Regime for Credit Rating Agencies||CESR Archive, Credit Rating Agencies||Technical Advice||PDF
|10/04/2019||JC 2019 26||Joint ESA advice on the need for legislative improvements relating to ICT risk management requirements||Innovation and Products, Joint Committee||Technical Advice||PDF
|10/04/2019||JC 2019 25||Joint ESA advice on the costs and benefits of developing a coherent cyber resilience testing framework for significant market participants and infrastructures||Innovation and Products, Joint Committee||Technical Advice||PDF
|24/11/2021||ESMA50-164-5210||Compliance table on Guidelines on outsourcing to cloud service providers||Guidelines and Technical standards, Innovation and Products||Compliance table||PDF
|10/12/2021||JC/2015/087||Compliance Table GL financial conglomerates||Guidelines and Technical standards, Joint Committee||Compliance table||PDF
|17/12/2021||ESMA35-43-1215||Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body||Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection||Compliance table||PDF
|18/02/2015||JC/GL/2014/43 Appendix 1||Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors||Guidelines and Technical standards, Joint Committee||Compliance table||PDF
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors.
|11/03/2020||ESMA70-156-1434||Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209)||Benchmarks, Guidelines and Technical standards||Compliance table||PDF