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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
24/05/2013 request for technical advice Request from the European Commission for ESMA’s technical advice on procedural rules for taking supervisory measures and imposing fines on trade repositories Post Trading Reference PDF
626.54 KB
11/12/2015 Post-trading links Links to key Post Trading documents Post Trading Reference PDF
603.88 KB
30/04/2020 Organisation Chart ESMA Organigramme Corporate Information Reference PDF
109.77 KB

This organigramme represents the current structure of ESMA. 
21/08/2014 ODRG/1/2014 ODRG letter to FSB on barriers to reporting to trade repositories Post Trading Letter PDF
1.27 MB
09/11/2015 ODRG/06/11/15 Report of the ODRG to the G20 Nov (06112015) Post Trading Reference PDF
215.5 KB
07/11/2014 ODRG 7/11/14 Report of the OTC Derivatives Regulators Group (ODRG) to G20 Leaders on Cross-Border Implementation Issues Post Trading Reference PDF
460.72 KB
06/11/2015 NFC no CT Notification of NFC no longer exceeding the clearing threshold Post Trading Reference XLSX
50.16 KB

This notification may be submitted to ESMA (EMIR-notifications@esma.europa.eu) preferably in Excel format, using the form hereby by a non-financial counterparty that no longer exceeds the clearing threshold for any of the following: 

a)     OTC credit derivative contracts;   
b)     OTC equity derivative contracts;   
c)     OTC foreign exchange derivative contracts;   
d)     OTC interest rate derivative contracts; and  
e)     OTC commodity derivative contracts and other OTC derivative contracts not defined under points (a) to (d). 
20/03/2017 mousca MoU on CCP supervision with the UAE SCA Post Trading Reference PDF
369.2 KB
20/03/2017 mourbi MoU on CCP supervision with Reserve Bank of India Post Trading Reference PDF
400.32 KB
20/03/2017 moudfsa MoU on CCP supervision with Dubai Financial Supervisory Authority Post Trading Reference PDF
391.12 KB
19/07/2012 MOU SFC ESMA MOU on the supervision of CRAs- ESMA and SFC Hong Kong Credit Rating Agencies, International cooperation Reference PDF
497.63 KB
19/07/2012 MOU SEC ESMA MOU on the supervision of CRAs- ESMA and SEC Credit Rating Agencies, International cooperation Reference PDF
306.87 KB
18/04/2017 MOU RBNZ ESMA MoU on CCP supervision with Reserve Bank and Financial Markets Authority of New Zealand Post Trading Reference PDF
490.43 KB
30/06/2016 MOU FSB ESMA MoU on the supervision of CRAs- ESMA and FSB South Africa Credit Rating Agencies, International cooperation Reference PDF
504.28 KB
06/06/2016 MoU for USA Signed MoU for TC-CCPs for USA Post Trading Reference PDF
162.79 KB
07/01/2016 MoU for Switzerland Signed MoU for Switzerland Post Trading Reference PDF
169.92 KB
22/03/2016 MoU for South Korea Signed MoU for South Korea Post Trading Reference PDF
151.46 KB
26/01/2016 MoU for South Africa Signed MoU for South Africa (FSB) Post Trading Reference PDF
175.99 KB
07/01/2016 MoU for Quebec, Ontario, Manitoba - Canada Signed MoU for Quebec, Ontario, Manitoba- Canada Post Trading Reference PDF
5.7 MB
26/01/2016 MoU for Mexico Signed MoU for Mexico (CNBV) Post Trading Reference PDF
128.44 KB

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