ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
141
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Securitisation filter Securitisation
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- Corporate Disclosure (216) Apply Corporate Disclosure filter
- CESR Archive (179) Apply CESR Archive filter
- Post Trading (158) Apply Post Trading filter
- MiFID - Secondary Markets (114) Apply MiFID - Secondary Markets filter
- Corporate Information (106) Apply Corporate Information filter
- Joint Committee (102) Apply Joint Committee filter
- Fund Management (88) Apply Fund Management filter
- IAS Regulation (79) Apply IAS Regulation filter
- Board of Supervisors (63) Apply Board of Supervisors filter
- Securities and Markets Stakeholder Group (57) Apply Securities and Markets Stakeholder Group filter
- Risk Analysis & Economics - Markets Infrastructure Investors (51) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- CCP Directorate (50) Apply CCP Directorate filter
- Credit Rating Agencies (50) Apply Credit Rating Agencies filter
- Planning reporting budget (48) Apply Planning reporting budget filter
- IFRS Supervisory Convergence (46) Apply IFRS Supervisory Convergence filter
- Management Board (45) Apply Management Board filter
- Sustainable finance (43) Apply Sustainable finance filter
- International cooperation (42) Apply International cooperation filter
- Warnings and publications for investors (38) Apply Warnings and publications for investors filter
- Innovation and Products (35) Apply Innovation and Products filter
- Supervisory convergence (31) Apply Supervisory convergence filter
- Benchmarks (25) Apply Benchmarks filter
- Market Abuse (24) Apply Market Abuse filter
- Prospectus (22) Apply Prospectus filter
- Corporate Finance (21) Apply Corporate Finance filter
- Market Integrity (20) Apply Market Integrity filter
- Trading (19) Apply Trading filter
- Transparency (19) Apply Transparency filter
- Procurement (18) Apply Procurement filter
- Audit (16) Apply Audit filter
- Trade Repositories (16) Apply Trade Repositories filter
- Short Selling (14) Apply Short Selling filter
- Careers (12) Apply Careers filter
- ESMA newsletter (12) Apply ESMA newsletter filter
- Guidelines and Technical standards (12) Apply Guidelines and Technical standards filter
- Brexit (7) Apply Brexit filter
- Market data (7) Apply Market data filter
- Press Releases (6) Apply Press Releases filter
- Corporate Governance (5) Apply Corporate Governance filter
- COVID-19 (4) Apply COVID-19 filter
- ITMG (4) Apply ITMG filter
- Board of Appeal (3) Apply Board of Appeal filter
- Crowdfunding (3) Apply Crowdfunding filter
- Speeches (3) Apply Speeches filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Vacancies (1) Apply Vacancies filter
Type of document
- (-) Remove Reference filter Reference
- (-) Remove Letter filter Letter
- (-) Remove Q&A filter Q&A
- (-) Remove Technical Advice filter Technical Advice
- Guidelines & Recommendations (81) Apply Guidelines & Recommendations filter
- Opinion (63) Apply Opinion filter
- Press Release (43) Apply Press Release filter
- Consultation Paper (42) Apply Consultation Paper filter
- Final Report (35) Apply Final Report filter
- Investor Warning (27) Apply Investor Warning filter
- Statement (27) Apply Statement filter
- Speech (18) Apply Speech filter
- Report (14) Apply Report filter
- Compliance table (10) Apply Compliance table filter
- Annual Report (3) Apply Annual Report filter
- Decision (3) Apply Decision filter
- SMSG Advice (3) Apply SMSG Advice filter
- Technical Standards (1) Apply Technical Standards filter
Your filters
MiFID - Investor Protection X European Single Electronic Format X Securitisation X Securities Financing Transactions X Q&A X Technical Advice X Letter X Reference X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 01/12/2015 | JC/2015/079 | 2015 list of identified Financial Conglomerates | Joint Committee, MiFID - Investor Protection | Reference | PDF 146.29 KB |
||||
| 31/01/2022 | JC 2022 03 | Joint ESAs thematic repository of national financial education initiatives on digitalisation | Joint Committee, MiFID - Investor Protection | Reference | PDF 4.99 MB |
Joint ESAs thematic repository of national financial education initiatives on digitalisation - with a specific focus on cybersecurity, scams and fraud |
|||
| 04/01/2022 | JC 2021 58 | Mandate of the European Supervisory Authorities’ Joint Committee Securitisation Committee (JCSC) | Joint Committee, Securitisation | Reference | PDF 73.63 KB |
||||
| 04/01/2022 | JC 2021 56 | Mandate of the Joint Committee of the European Supervisory Authorities’ Consumer Protection and Financial Innovation Sub-Committee | Innovation and Products, Joint Committee, MiFID - Investor Protection | Reference | PDF 91.78 KB |
||||
| 17/12/2021 | JC 2021 19 | Joint Committee Q&As relating to the Securitisation Regulation | Securitisation | Q&A | PDF 337.6 KB |
||||
| 23/05/2018 | JC 2018 14 reply form | Reply form- Consultation Paper Securitisation/Emir clearing obligation | Post Trading, Securitisation | Reference | DOCX 764.86 KB |
||||
| 18/12/2018 | fisma.01/РР/ rv/ (2018) 6771757 | European Commission letter to ESMA on draft RTS and ITS securitisation disclosures | Securitisation | Letter | PDF 139.27 KB |
On Friday 14 December 2018, the European Securities and Markets Authority (ESMA) received a letter from the European Commission regarding the draft regulatory and implementing technical standards on securitisation disclosures submitted by ESMA on 22 August 2018.
The letter states that the Commission intends to endorse those draft regulatory and implementing technical standards only once certain amendments are introduced.
|
|||
| 02/05/2022 | ESMA82-402-859 | Response form for the Joint Consultation Paper concerning sustainable disclosures for STS securitisations | Securitisation | Reference | DOCX 504.18 KB |
||||
| 27/05/2021 | esma82-402-514 | Response_form_CP_STS_RTS_ITS_SECR | Securitisation | Reference | DOCX 770.72 KB |
||||
| 28/01/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 398.17 KB |
||||
| 06/01/2020 | ESMA74-362-388 | LEI statement SFTR | Securities Financing Transactions | Reference | PDF 105.88 KB |
||||
| 28/05/2021 | esma74-362-2009 | Response_form_Response_form_-_Consultation Paper on the Guidelines on Transfer of Data | Market data, Securities Financing Transactions, Trade Repositories | Reference | DOCX 776.32 KB |
||||
| 29/03/2021 | ESMA74-362-1937 | response form- Technical Advice on simplification TR fees under SFTR and EMIR | Securities Financing Transactions, Trade Repositories | Reference | DOCX 757.95 KB |
||||
| 02/10/2017 | ESMA71-99-608 | Annex (Template for the Assessment of Collective Suitability) | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 72.7 KB |
||||
| 27/03/2018 | ESMA71-98-125 | FAQ ESMA's product intervention measures in relation to CFDs and binary options offered to retail investors | MiFID - Investor Protection | Reference | PDF 389.95 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 28/01/2022 | ESMA70-156-4978 reply form | Reply form for the Consultation Paper on the Opinion on Trading Venue perimeter | MiFID - Investor Protection, MiFID - Secondary Markets, Trading | Reference | DOCX 418.16 KB |
||||
| 01/10/2018 | ESMA70-156-236 | Letter to the Commission on MiFID II third country regime | MiFID - Investor Protection | Letter | PDF 152.92 KB |
||||
| 27/05/2019 | ESMA70-151-2371 | Response form to consultation on Guidelines for reporting under Articles 4 and 12 SFTR | Securities Financing Transactions | Reference | DOCX 757.3 KB |
||||
| 05/09/2018 | ESMA70-151-1719 | Letter to VP Dombrovskis on opinion on SFTR | Securities Financing Transactions | Letter | PDF 213.13 KB |
||||
| 05/09/2018 | ESMA70-151-1651 Annex 1 | Letter from European Commission on SFTR draft RTS | Securities Financing Transactions | Letter | PDF 159.5 KB |