ESMA LIBRARY
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Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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05/12/2019 | JC 2019 20 | Final report- EMIR RTS on various amendments to the bilateral margin requirements in view of the international framework | Joint Committee, Post Trading | Final Report | PDF 430.3 KB |
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08/10/2019 | ESMA70-151-2461 | Guidelines on standardised procedures and messaging protocols under Article 6(2) of Regulation (EU) No 909/2014 | Post Trading | Final Report | PDF 390.35 KB |
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03/05/2019 | ESMA35-43-1737 | Final report on integrating sustainability risks and factors in the MIFID II | Audit, MiFID - Investor Protection, Sustainable finance | Final Report | PDF 371.73 KB |
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08/11/2018 | ESMA70-151-1854 | Final Report on the CO regarding novated trades to the EU | Post Trading | Final Report | PDF 464.05 KB |
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27/09/2018 | ESMA70-151-1768 | Final report no.6 on the Clearing Obligation (intragroup) | Post Trading | Final Report | PDF 706.77 KB |
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28/05/2018 | ESMA35-43-869 | Guidelines on certain aspects of the MiFID II suitability requirements | MiFID - Investor Protection | Final Report | PDF 788.12 KB |
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28/05/2018 | ESMA70-151-1293 | Final Report on Guidelines on CCP APC Margin Measures | Post Trading | Final Report | PDF 278.79 KB |
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28/03/2018 | ESMA70-151-1258 | Guidelines on Internalised Settlement Reporting under Article 9 of CSDR | Post Trading | Final Report | PDF 461.97 KB |
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07/02/2018 | ESMA70-151-1094 | Final report on guidelines on CCP conflict of interest management | Post Trading | Final Report | PDF 473.94 KB |
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21/12/2017 | ESMA70-151-812 | Annual peer review of EU CCP supervision on supervisory activities on CCPs’ Default Management Procedures | Post Trading | Final Report | PDF 471.59 KB |
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29/11/2017 | ESMA42-111-4285 | Peer review on certain aspects of the compliance function under Mi-FID I | MiFID - Investor Protection, Supervisory convergence | Final Report | PDF 1.25 MB |
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24/08/2017 | ESMA70-151-552 | Guidelines on transfer of data between Trade Repositories | Guidelines and Technical standards, Post Trading | Final Report | PDF 969.54 KB |
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10/07/2017 | ESMA70-151-370 | Final report on draft technical standards on data to be made publicly available by TRs under Article 81 of EMIR | Post Trading | Final Report | PDF 322.56 KB |
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02/06/2017 | ESMA35-43-620 | Final report on guidelines on MiFID II product governance requirements | MiFID - Investor Protection | Final Report | PDF 713.52 KB |
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21/04/2017 | ESMA70-151-223 | Final Report on technical advice to EC on fees to TRs under SFTR and on certain amendments to fees to TRs under EMIR | Post Trading | Final Report | PDF 336.87 KB |
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14/11/2016 | 2016/1565 | Final Report on the clearing obligation for financial counterparties with a limited volume of activity | Post Trading, Press Releases | Final Report | PDF 478.72 KB |
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26/05/2016 | 2016/725 | Draft RTS on indirect clearing arrangements under EMIR and MiFIR | Guidelines and Technical standards, Post Trading, MiFID - Secondary Markets | Final Report | PDF 740.71 KB |
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29/04/2016 | 2016/658 | EU-wide CCP Stress test Report 2015 | Post Trading | Final Report | PDF 1.77 MB |
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07/04/2016 | 2016/585 | Suitability Peer Review- Annex | MiFID - Investor Protection, Supervisory convergence | Final Report | PDF 987.81 KB |
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07/04/2016 | 2016/584 | Suitability Peer Review- Final Report | MiFID - Investor Protection, Supervisory convergence | Final Report | PDF 459.35 KB |