ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
775
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
MiFID - Investor Protection X Audit X IAS Regulation X Benchmarks X Supervisory convergence X Joint Committee X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
18/01/2021 JC 2020 85 Annex to draft ITS on IGT and RC reporting templates for conglomerates Joint Committee Reference PDF
1.23 MB
18/01/2021 JC 2021 01 ESAs JC Letter to EU Commission on ITS FICOD reporting templates Joint Committee Letter PDF
105.8 KB
18/01/2021 JC 2020 84 Final draft report on draft ITS on IGT and RC reporting templates for conglomerates Joint Committee Final Report PDF
1.82 MB
14/01/2021 JC 2021 02 Letter to EU Commission on priority issues relating to SFDR application Joint Committee, Sustainable finance Letter PDF
210.03 KB
13/01/2021 ESMA35-43-2509 Reminder to firms of the MiFID II rules on ‘reverse solicitation’ in the context of the recent end of the UK transition period Brexit, MiFID - Investor Protection Statement PDF
151.2 KB
08/01/2021 ESMA35-43-1410 Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting MiFID - Investor Protection Reference PDF
256.69 KB
08/01/2021 ESMA71-102-173 ESMA Q&As- list of questions currently under development Supervisory convergence Reference XLSX
115.81 KB
23/12/2020 ESMA43-370-272 CP on Procedural rules for penalties imposed on Benchmark Administrators Benchmarks Consultation Paper PDF
370.26 KB
23/12/2020 ESMA81-393-84 Response form- CP Technical Advice Fines Benchmarks Reference DOCX
753.16 KB
22/12/2020 ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics MiFID - Investor Protection, Supervisory convergence Q&A PDF
651.6 KB
18/12/2020 ESMA32-61-445 ESMA32-61-445 ESMA's CL to EFRAG on IASB DP Goodwill and Impairment Corporate Disclosure, IAS Regulation Letter PDF
227.89 KB
18/12/2020 ESMA32-61-413 ESMA32-61-413 ESMA's CL to IASB DP Goodwill and Impairment Corporate Disclosure, IAS Regulation Letter PDF
226.02 KB
17/12/2020 ESMA71-99-1493 New SCSC Chair December 2020 Board of Supervisors, Corporate Information, Press Releases, Supervisory convergence Statement PDF
86.75 KB
14/12/2020 ESMA80-187-831 Speech_ESMA Chair_EUR RFR WG Roundtable 2020 Benchmarks Speech PDF
136.39 KB
07/12/2020 JC 2020 86 ESAs highlight the change in the status of Simple, Transparent and Standardised (STS) securitisation transactions at the end of the UK transition period Brexit, Joint Committee Statement PDF
82.01 KB
02/12/2020 ESMA42-111-5461 Opening Statement ECON Public Presentation FTPR 2 Corporate Disclosure, Speeches, Supervisory convergence Speech PDF
101.67 KB
02/12/2020 ESMA22-103-1194 Keynote address – CMU and current challenges- Verena Ross, International Investors Conference Frankfurt COVID-19, MiFID - Investor Protection, MiFID - Secondary Markets, Speeches, Supervisory convergence Speech PDF
155.85 KB
26/11/2020 ESMA74-362-991 Response Form CP DRSP Fees Post Trading, Supervisory convergence, Trading Reference DOCX
760.67 KB
26/11/2020 ESMA74-362-991 Reponse form CP DRSP Criteria for Derogation Supervisory convergence, Trading Reference DOCX
761.38 KB
20/11/2020 ESMA74-362-837 CP on DRSP fees Post Trading, Supervisory convergence, Trading Consultation Paper PDF
526.22 KB

Pages