ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
22/12/2020 ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics MiFID - Investor Protection, Supervisory convergence Q&A PDF
651.6 KB
05/11/2020 ESMA74-362-893 QAs on SFTR data reporting Post Trading, Securities Financing Transactions, Trade Repositories Q&A PDF
208.93 KB
08/07/2020 ESMA70-1861941480-52 Q&A on EMIR implementation Post Trading Q&A PDF
1.42 MB
08/07/2020 ESMA70-708036281-2 Q&As- Central Securities Depositories Regulation Post Trading Q&A PDF
554.32 KB
18/02/2020 ESMA31-62-1258 Q&As on the Prospectus Regulation Prospectus Q&A PDF
636.21 KB
17/02/2020 ESMA70-708036281-2 Questions and Answers on CSDR Post Trading, Supervisory convergence Q&A PDF
575.59 KB
11/04/2019 ESMA31-62-780 Q&A on Prospectus Related Topics Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence Q&A PDF
957.9 KB
09/11/2018 ESMA35-36-1262 Technical Q&As on product intervention measures on CFDs and binary options MiFID - Investor Protection Q&A PDF
147.84 KB
29/05/2018 ESMA70-145-408 Question and Answers (Q&A) on the Regulation on short selling and certain aspects of credit default swaps (SSR) Short Selling Q&A PDF
536.17 KB
02/02/2018 ESMA70-151-1179 Questions and Answers ESMA CCP Stress Test Post Trading Q&A PDF
694.47 KB
14/12/2017 ESMA70-151-957 MiFID II Q&A on post-trading issues MiFID - Secondary Markets, Post Trading Q&A PDF
280.02 KB
31/03/2017 ESMA35-36-794 Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID MiFID - Investor Protection Q&A PDF
948.76 KB
29/04/2016 2016/665 Q&A on ESMA’s EU-wide stress tests for CCPs Post Trading Q&A PDF
269.98 KB
02/10/2015 2015/1481 Final Report Draft technical standards on the Clearing Obligation – Index Credit Derivatives Post Trading Technical Standards PDF
781.24 KB
28/09/2015 2015/1457 Annex III Annex III- CSDR TS on CSD Requirements and Internalised Settlement Post Trading Technical Standards PDF
910.14 KB
28/09/2015 2015/1457 - Annex II Annex II- CSDR TS on CSD Requirements and Internalised Settlement Post Trading Technical Standards PDF
1.44 MB
28/09/2015 2015/1457 Final Report CSDR TS on CSD Requirements and Internalised Settlement Post Trading Technical Standards PDF
467.07 KB
30/06/2015 2015/1006 Final Report on MiFID II-MiFIR draft technical standards on authorisation, passporting, registration of third country firms and cooperation between competent authorities MiFID - Investor Protection Technical Standards PDF
357.16 KB
01/10/2014 2014/1184 Final report on ESMA's draft technical standards on the Clearing Obligation for Interest Rate OTC Derivatives Post Trading Technical Standards PDF
1.17 MB
20/12/2013 2013/1970 Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus Prospectus, Corporate Disclosure Technical Standards PDF
713.74 KB		 The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment.

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