ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 22/10/2004 | 04-561 | Standards for securities clearing and settlement systems in the European Union | CESR Archive | CESR Document | PDF 531.56 KB |
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| 08/07/2002 | 02-086b | Standards for Alternative Trading Systems | CESR Archive | CESR Document | PDF 124.16 KB |
CESR published today common European Standards for Alternative Trading Systems (ATSs). This paper sets outs standards for ATSs in the European Economic Area (EEA) with a view to providing appropriate regulation of investments firms operating ATSs under the current ISD. It builds on FESCO's report to the European Commission on the Regulation of Alternative Trading Systems in Europe, which was published in September 2000. Also published today was a feedback statement summarising the responses received in the final round of consultation (Ref. CESR/02-087b) | |||
| 22/04/2004 | 04-045b | Standard No. 2 on Financial Information- Co-ordination of enforcement activities- Feedback Statement | CESR Archive | CESR Document | PDF 96.23 KB |
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| 22/04/2004 | 03-317c | Standard No. 2 on Financial Information- Co-ordination of enforcement activities | CESR Archive | CESR Document | PDF 90.15 KB |
CESR releases today the standard on the organisation of greater co-ordination of enforcement activities by supervisors of financial information in Europe | |||
| 01/03/2003 | 03-073 | Standard No. 1 on Financial Information | CESR Archive | CESR Document | PDF 147.6 KB |
During the seventh meeting of CESR held in Paris on 21 March 2003, the first CESR standard on Financial Information: Enforcement of standards on financial information in Europe was approved. The standard is being published today along with a feedback statement summarising the responses received during the consultation process (Ref. CESR/03-074). The standard represents a significant part of CESR\'s contribution to the task of developing and implementing a common approach to the enforcement of International Financial Reporting Standards (IFRS) in Europe. The feedback statement can be viewed under the heading "Recent Publications". | |||
| 09/04/2002 | 02-020b | Stabilisation and Allotment – European Supervisory Approach | CESR Archive | CESR Document | PDF 93.51 KB |
This paper provides harmonised standards for stabilisation practices in the context of a public offer and an harmonised disclosure regime for the Allotment of securities as well as some basic principles of the Allotment process. This work has not been elaborated under a formal mandate of the EU Commission in the context of the future Directives on Insider Dealing and Market Manipulation or the future Directive on Prospectuses. However, these standards represent an important "acquis" for any future work to be undertaken on the same subject. A summary of the responses to the second consultation (Ref. CESR/02-060) is published in the "Recent Publications". | |||
| 29/05/2007 | 07-337 | Recommendations- The passport under MiFID | CESR Archive | CESR Document | PDF 129.31 KB |
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| 29/05/2007 | 07-228b | Recommendations- Inducements under MiFID | CESR Archive | CESR Document | PDF 161.88 KB |
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| 30/12/2003 | 03-323e | Recommendation for additional guidance regarding the implementation of International Financial Reporting Standards (IFRS) | CESR Archive | CESR Document | PDF 161.3 KB |
CESR publishes today its recommendation for regulators on how listed companies can effectively manage the communication of the financial impact of transitioning to international accounting standards in 2005. CESR considers it essential that the transition must be carefully monitored by regulators to ensure that every company continues to meet its reporting requirements and that investors are able to understand the effect of the new reporting standards on the financial position of listed companies. European companies whose securities are traded on a regulated market will be required by the European Regulation n | |||
| 14/01/2002 | 02-002 | Proposed Standards for Alternative Trading Systems- Feedback statement | CESR Archive | CESR Document | PDF 419.83 KB |
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| 30/12/2003 | 03-490b | Preparing for the implementation of Financial Reporting Standards (IFRS)- Feedback Statement | CESR Archive | CESR Document | PDF 137.69 KB |
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| 09/07/2009 | 09-590 | MiFID Supervisory Briefing- Information and reporting to clients | CESR Archive | CESR Document | PDF 151 KB |
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| 12/07/2007 | 06-562b | Market Abuse Directive- Level 3 – second set of CESR guidance and information on the common operation of the Directive to the market | CESR Archive | CESR Document | PDF 119.25 KB |
This guidance develops the common understanding amongst CESR Members of the following issues: - What constitutes inside information? - When is it legitimate to delay the disclosure of inside information? - When does information relating to a client's pending orders constitute inside information? - Insider lists in multiple jurisdictions This guidance is accompanied by a press release and a feedback statement. | |||
| 15/03/2000 | 00-FESCO-A | Implementation of Article 11 of the ISD: Categorisation of investors for the purpose of Conduct of Business Rules | CESR Archive | CESR Document | PDF 62.07 KB |
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| 30/04/2008 | 3L3 IA guidelines | Impact assessment guidelines for EU Lamfalussy level 3 committees | CESR Archive | CESR Document | PDF 629.67 KB |
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| 20/12/2010 | 10-1319 | Guidelines- Transition from the Simplified Prospectus to the Key Investor Information document | CESR Archive | CESR Document | PDF 136.11 KB |
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| 20/12/2010 | 10-1318 | Guidelines- Selection and presentation of performance scenarios in the Key Investor Information document (KII) for structured UCITS | CESR Archive | CESR Document | PDF 198.56 KB |
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| 28/07/2010 | 10-788 | Guidelines- Risk Measurement and the Calculation of Global Exposure and Counterparty Risk for UCITS | CESR Archive | CESR Document | PDF 357.18 KB |
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| 27/02/2009 | 09-178 | Guidelines- Risk management principles for UCITS | CESR Archive | CESR Document | PDF 113.6 KB |
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| 04/06/2010 | 10-347 | Guidelines- Registration Process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance | CESR Archive | CESR Document | PDF 535.72 KB |