ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
12/02/2020 ESMA42-110-812 Notifications of Compliance with Guidelines – Overview Table Reference XLSX
75.36 KB
12/02/2020 ESMA42-646012687-331 ESMA Guidelines , Reference PDF
466.17 KB
11/02/2020 ESMA41-140-79 Technical standards , Reference XLSX
116.4 KB
03/02/2020 ESMA35-43-1410 Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting Reference PDF
482.99 KB
31/01/2020 ESMA35-43-2131 Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR Consultation Paper PDF
1.23 MB
15/11/2019 ESMA20-92-134 ESMA Staff Stakeholder contacts in the third quarter 2019 Reference PDF
160.86 KB
31/10/2019 ESMA03-169-55 2019 Calendar of the Chair and Executive Director of ESMA Reference PDF
232.13 KB
09/10/2019 ESMA iBox ESMA Visitor Handbook Reference PDF
716.57 KB
01/10/2019 ESMA20-95-1132 2020 Work Programme , , , Reference PDF
543.97 KB
30/09/2019 ESMA-35-43-2090 Call for evidence on MiFID II product intervention powers Consultation Paper PDF
197.51 KB
13/08/2019 ESMA20-92-130 ESMA Staff Stakeholder contacts in the Second Quarter 2019 Reference PDF
163.57 KB
13/08/2019 ESMA02-91-2672 ESMA Final Accounts Financial Year 2018 , Reference PDF
697.19 KB
31/07/2019 ESMA31-67-535 Practical Guide on notifications of major holdings under the Transparency Directive , , Reference PDF
643.2 KB
17/07/2019 ESMA35-43-1905 Call for evidence Impact of the inducements and costs and charges disclosure requirements under MiFID II Consultation Paper PDF
479.41 KB
15/07/2019 ESMA35-43-2019 Consultation paper on compliance function guidelines Consultation Paper PDF
677.15 KB
04/06/2019 ESMA20-92-127 ESMA Staff Stakeholder contacts in the First Quarter 2019 Reference PDF
264.04 KB
04/06/2019 ESMA35-30-658 ESMA35-30-658 IPISC CWG CALL FOR INTEREST Reference PDF
162.62 KB
06/05/2019 ESMA/2016/948 ESMA Final Accounts Financial Year 2015 , Reference PDF
913.51 KB
06/05/2019 ESMA02-91-1957 ESMA Final Accounts Financial Year 2017 , Reference PDF
889.52 KB
06/05/2019 ESMA02-91-1033 ESMA Final Accounts Financial Year 2016 , Reference PDF
931.15 KB

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