ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
44
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
MiFID - Investor Protection X Sustainable finance X Careers X Reference X
Reset all filters
Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
04/04/2016 2016/225 ToR IPISC Reference PDF
115.58 KB
19/10/2015 2014/MB/67 Seconded National Experts Reference PDF
103.48 KB
10/11/2016 2013/68c Protocol on the operation of ESMA MiFID Database final , Reference PDF
333.11 KB
22/03/2019 esma35-36-1590 Presentation on CPs MIFID-UCITS-AIFMD , , Reference PDF
187.17 KB
16/01/2016 2016/MB/110 Policy on the reimbursement of travel and subsistence expenses for external persons , Reference PDF
403.67 KB
18/05/2020 Overview recruitments Overview recruitments- Updated May 2020 , Reference PDF
276.32 KB
01/10/2018 ESMA35-43-1391 Notice of ESMA’s Product Intervention Renewal Decision in relation to binary options Reference PDF
98.36 KB
enenenenenenenenenenenenenenenenenenenenenen
01/06/2018 ESMA35-43-1135 Notice of ESMA's Product Intervention Decisions on CFDs and binary options , Reference PDF
241.42 KB
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv
17/11/2015 2015/1514 Note on MiFID-MiFIR implementation delays , Reference PDF
131.7 KB
19/12/2012 2012/850 MiFID supervisory briefing- Suitability Reference PDF
238 KB
11/02/2019 ESMA35-43-1493 MiFID II supervisory briefing on the use of third-country branches by EU firms , , Reference PDF
469.29 KB
13/11/2018 ESMA35-43-1206 MiFID II Supervisory Briefing on Suitability Reference PDF
557.16 KB
04/04/2019 ESMA35-36-1640 MiFID II Supervisory Briefing on Appropriateness Reference PDF
326.68 KB
19/10/2015 2015/MB/56 Management Board decision on engagement of Temporary Agent 2f Reference PDF
189.57 KB
23/04/2020 ESMA34-45-904 Joint ESA consultation on ESG disclosures- response form , Reference DOCX
573.19 KB
04/05/2020 JC 2020 16 Annex 1 Joint ESA consultation on ESG disclosures- Annex 1 Reference DOCX
131.67 KB
18/05/2018 ESMA35-30-643 IPISC Terms of Reference Reference PDF
152.35 KB
17/03/2017 esma35-30-479 IPISC CWG Application form 2017 Reference DOCX
211.55 KB
19/10/2012 2012/682 Guide to investing , Reference PDF
569.39 KB
27/03/2018 ESMA71-98-125 FAQ ESMA's product intervention measures in relation to CFDs and binary options offered to retail investors Reference PDF
389.95 KB
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv