ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
20/05/2022 ESMA71-102-173 ESMA Q&As- list of questions currently under development Reference XLSX
131.49 KB
20/05/2022 ESMA70-156-4448 Q&As- Central Securities Depositories Regulation , Q&A PDF
647.98 KB
19/05/2022 ESMA35-42-1445 Technical Advice on the possibility to extend the transitional period under the crowdfunding regulation Final Report PDF
235.72 KB
17/05/2022 ESMA35-43-1410 Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting Reference PDF
341.26 KB
13/05/2022 ESMA34-45-1128 Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs , , Compliance table PDF
225.5 KB
06/05/2022 ESMA35-42-1305 ESCPR- Miscellaneous reporting to ESMA , Reference PDF
367.89 KB
04/05/2022 ESMA22-106-4032 SMSG advice to the ESMA Consultation Paper on Guidelines on certain aspects of the MiFID II suitability requirements , SMSG Advice PDF
274.55 KB
02/05/2022 ESMA70-449-501 Opinion ITS insider lists , , , Opinion PDF
1.76 MB
02/05/2022 ESMA70-449-497 Opinion RTS liquidity contracts for SME Growth Market issuers , , , Opinion PDF
849.59 KB
29/04/2022 ESMA71-99-1935 ESMA makes recommendations to improve investor protection , Press Release PDF
161.86 KB
29/04/2022 ESMA35-42-1227 Technical Advice on retail investor protection Final Report PDF
646.19 KB
27/04/2022 ESMA22-106-4024 SMSG Recommendations in regard of the impact of inflation on investor protection SMSG Advice PDF
301.69 KB
19/04/2022 ESMA35-43-3112 Letter to the EC on the MiFID II suitability consultation Letter PDF
177.03 KB
12/04/2022 ESMA35-43-3006 Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements , Guidelines & Recommendations PDF
303.97 KB
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01/04/2022 ESMA74-47-607 EMIR_and_SFTR_dq_report , Final Report PDF
1.53 MB
31/03/2022 ESMA35-36-2537 Final Report on Guidelines on certain aspects of the MiFID II remuneration requirements , Final Report PDF
475.42 KB
17/03/2022 ESA 2022 15 EU financial regulators warn consumers on the risks of crypto-assets , , , Investor Warning PDF
118.67 KB
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10/03/2022 ESMA71-99-1856 Press release_ESMA finds shortcomings in supervision of cross-border investment activities and issues specific recommendations to CySEC , Press Release PDF
137.72 KB
10/03/2022 ESMA42-110-3354 Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms , Guidelines & Recommendations PDF
155.7 KB
10/03/2022 ESMA42-111-5534 Peer review report on cross border activities investment firms Report PDF
802.07 KB

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