ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
06/04/2021 ESMA35-36-1952 Guidelines on certain aspects of the MiFID II compliance function requirements , Guidelines & Recommendations PDF
258.09 KB
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31/03/2021 ESMA70-145-114 Q&A on the Benchmarks Regulation (BMR) , Q&A PDF
486.27 KB
31/03/2021 ESMA35-43-2632 Application of the temporary suspension of the obligation to publish RTS 27 reports Statement PDF
78.5 KB
31/03/2021 ESMA32-63-1156 Public statement Application of TD requirements following Brexit , , , Statement PDF
104.37 KB
30/03/2021 ESMA74-362-1013 MiFIR review report on the obligations to report transactions and reference data , Final Report PDF
1004.75 KB
29/03/2021 ESMA50-164-770 Links to national websites where net short positions in shares are disclosed Reference PDF
117.25 KB
29/03/2021 ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR Technical Advice PDF
337.33 KB
29/03/2021 ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics , Q&A PDF
883 KB
26/03/2021 ESMA22-106-3251 Summary of Conclusions Management Board- 3 March 2021 Summary of Conclusions PDF
48.81 KB
26/03/2021 ESMA43-370-281 Final report_TA on procedural rules for penalties imposed on Benchmark Administrators Final Report PDF
369.64 KB
24/03/2021 ESMA71-99-1608 ESMA appoints new chair of Market Integrity Standing Committee , , , Statement PDF
37.58 KB
24/03/2021 ESMA80 -187-881 BMR Brexit Statement updated , Statement PDF
82.91 KB
12/03/2021 ESMA71-99-1589 ED Announcement PR , , Press Release PDF
78.78 KB
12/03/2021 ESMA33-9-320 Guidelines On Disclosure Requirements Applicable to Credit Ratings , Guidelines & Recommendations PDF
135.98 KB
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10/03/2021 ESMA33-9-371 Guidelines on Internal Control for CRAs , Guidelines & Recommendations PDF
297.77 KB
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08/03/2021 ESMA70-151-2537 Compliance table Guidelines Conflict of interest , Compliance table PDF
141.4 KB
08/03/2021 ESMA70-151-2536 compliance table Guidelines APC Measures , Compliance table PDF
141.15 KB
04/03/2021 ESMA32-382-1138 Guidelines on disclosure requirements under the Prospectus Regulation , Guidelines & Recommendations PDF
549.46 KB
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03/03/2021 ESMA32-51-818 Letter to the EC on next steps following Wirecard , , , Letter PDF
277.21 KB
01/03/2021 ESMA22-106-3155 Summary of Conclusions Management Board Meeting- 26 January 2021 Summary of Conclusions PDF
124.19 KB

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