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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|19/11/2020||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|19/11/2020||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|18/11/2020||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|13/11/2020||ESMA22-106-2993||SMSG advice on Sustainability Templates||Securities and Markets Stakeholder Group, Sustainable finance||SMSG Advice||PDF
|06/11/2020||ESMA35-43-349||Q&As on MiFID II and MiFIR investor protection topics||MiFID - Investor Protection, Supervisory convergence||Q&A||PDF
|05/11/2020||ESMA30-379-325||Response form- CP on TR Article 8 advice||Sustainable finance||Reference||DOCX
|05/11/2020||ESMA30-379-325||Consultation Paper- Draft advice to EC under Article 8 of the Taxonomy Regulation||Sustainable finance||Consultation Paper||PDF
|05/11/2020||ESMA30-379-334||PR CP under Article 8 of the Taxonomy Regulation||Press Releases, Sustainable finance||Press Release||PDF
|30/10/2020||EBA BS 2020 633||Letter from the European Commission to the ESAs on the application of Regulation (EU) 2019/2088 on the sustainability-related disclosures in the financial services sector||Joint Committee||Letter||PDF
|29/10/2020||ESMA70-156-3581||Final Report on SME GMs RTS-ITS under MAR||Market Abuse, Market Integrity||Final Report||PDF
|28/10/2020||ESMA71-99-1422||Press Release European Common Enforcement Priorities 2020||Corporate Disclosure, IAS Regulation, IFRS Supervisory Convergence, Press Releases||Press Release||PDF
|23/10/2020||ESMA31-62-1193||List of prospectus thresholds||Corporate Disclosure, Corporate Finance, Prospectus||Reference||PDF
|21/10/2020||ESMA71-99-1421||Retail investors and asset management are the pillars of a successful Capital Markets Union||Fund Management, MiFID - Investor Protection, Speeches||Speech||PDF
|12/10/2020||ESMA22-105-1248||Steven Maijoor Opening Statement for ECON Hearing 12 October 2020||Board of Supervisors, Brexit, Corporate Information, COVID-19, Joint Committee, Speeches||Statement||PDF
|12/10/2020||ESMA32-63-1052||ESMA32-63-1052 ESMA submission to IFRS IC on IAS 32- Warrant||IAS Regulation||Letter||PDF
|12/10/2020||ESMA32-63-1051||ESMA32-63-1051 ESMA submission to IFRS IC on IAS 2- Costs to sell inventory||IAS Regulation||Letter||PDF
|12/10/2020||ESMA32-61-418||ESMA32-61-418 Comment letter to the IFRS IC TAD June 2020||Corporate Disclosure, IAS Regulation||Letter||PDF
|09/10/2020||ESM22-103-1158||ESM22-103-1158 Keynote Speech- Verena Ross- AFME Compliance and Legal Conference||COVID-19, Market Abuse, Market Integrity, MiFID - Secondary Markets, Speeches||Speech||PDF
|09/10/2020||JC GL 2017 17 appendix 1||Compliance table- Joint Guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector||Joint Committee||Reference||PDF
|07/10/2020||ESMA63-43-1728||ESMA Budget Amendment n.3 for 2020||Planning reporting budget||Reference||PDF