ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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MiFID - Investor Protection X Vacancies X Management Board X Warnings and publications for investors X International cooperation X Post Trading X Brexit X Market Abuse X Market Integrity X Compliance table X Summary of Conclusions X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 24/04/2014 | 2013/922 | Compliance table- suitability guidelines | MiFID - Investor Protection, Guidelines and Technical standards | Compliance table | PDF 74.33 KB |
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| 24/04/2014 | 2013/923 | Compliance table- compliance guidelines | MiFID - Investor Protection, Guidelines and Technical standards | Compliance table | PDF 74.45 KB |
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| 07/10/2014 | 2014-1213 | Guidelines compliance table for Guidelines on remuneration policies and practices (MiFID) | MiFID - Investor Protection | Compliance table | PDF 127.73 KB |
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| 08/10/2015 | 2015/MB/49 | Summary of Conclusion 23 June 2015 meeting of the Management Board | Management Board | Summary of Conclusions | PDF 153.07 KB |
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| 30/11/2015 | 2015/MB/60rev | SoC Management Board 23 September 2015 | Management Board | Summary of Conclusions | PDF 64.17 KB |
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| 16/12/2015 | 2015/MB/69 | SoC 4 November meeting of the Management Board | Management Board | Summary of Conclusions | PDF 63.93 KB |
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| 16/02/2016 | 2016/273 | Comply or explain table for G&R on CCP college | Guidelines and Technical standards, Post Trading | Compliance table | PDF 129.84 KB |
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| 16/02/2016 | 2016/274 | Comply or explain table for G&R on IO arrangements | Guidelines and Technical standards, Post Trading | Compliance table | PDF 121.43 KB |
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| 16/02/2016 | 2016/275 | Comply or explain table for G&R on PFMIs | Guidelines and Technical standards, Post Trading | Compliance table | PDF 121.97 KB |
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| 05/04/2016 | 2016/MB/18rev1 | Summary of conclusions MB meeting 26/01/2016 | Management Board | Summary of Conclusions | PDF 207.02 KB |
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| 26/05/2016 | 2016/MB/35rev1 | Summary of conclusions MB meeting 22/03/2016 | Management Board | Summary of Conclusions | PDF 147.69 KB |
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| 29/01/2016 | 2016/MB/3rev1 | SoC Management Board December 2015 | Management Board | Summary of Conclusions | PDF 159.29 KB |
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| 10/11/2016 | 2016/MB/80rev1 | Summary of Conclusions Management Board meeting 27/09/2016 | Management Board | Summary of Conclusions | PDF 328.13 KB |
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| 16/12/2016 | 2016/MB/90rev1 | Summary of Conclusions Management Board meeting 08/11/2016 | Management Board | Summary of Conclusions | PDF 229.26 KB |
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| 16/07/2018 | ESMA22-106-1021 | Summary of Conclusions Management Board meeting 23 May 2018 | Management Board | Summary of Conclusions | PDF 179.28 KB |
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| 27/09/2018 | ESMA22-106-1079 | Summary of Conclusions Management Board meeting 10 July 2018 | Management Board | Summary of Conclusions | PDF 246.68 KB |
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| 07/11/2018 | ESMA22-106-1339 | Summary of Conclusions Management Board meeting 25 September 2018 | Management Board | Summary of Conclusions | PDF 235.38 KB |
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| 06/12/2018 | ESMA22-106-1391 | Summary of Conclusions Management Board meeting 6 November 2018 | Management Board | Summary of Conclusions | PDF 149.09 KB |
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| 22/01/2019 | ESMA22-106-1604 | Summary of Conclusions Management Board meeting 17 December 2018 | Management Board | Summary of Conclusions | PDF 139.16 KB |
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| 13/03/2019 | ESMA22-106-1675 | SoC ESMA Management Board January 2019 | Management Board | Summary of Conclusions | PDF 167.33 KB |