ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
30/11/2022 ESMA35-42-1305 ESCPR- Miscellaneous reporting to ESMA , Reference PDF
381.28 KB
18/11/2022 ESMA71-102-173 ESMA Q&As- list of questions currently under development Reference XLSX
135.33 KB
18/11/2022 ESMA70-156-173 MiFID II list of supplementary deferral regimes Reference XLSX
71.08 KB
28/10/2022 ESMA42-112-389 List of extra-judicial mechanisms for consumers complaints (Art. 75 MiFID II) Reference PDF
265.62 KB
24/10/2022 ESMA24-436-1150 Annex to the Opening Statement- 2022 ECON Annual Hearing, 24 October 2022 , , , , , , , Reference PDF
701.79 KB
18/10/2022 ESMA71-99-2040 ACER and ESMA enhance cooperation to strengthen oversight of energy and energy derivative markets , , , , , Reference PDF
203.77 KB
14/10/2022 ESMA70-145-1090 FIRDS CFI validations- October 2022 Reference XLSX
146.13 KB

The updates are applicable to financial instruments with specific CFI codes. The changes are flagged in the file and it is possible to compare it with previous versions. The new validation rules will become applicable starting from 06 February 2023 to ensure that reporting entities will adapt to the new changes. The CFI validation document will be kept up to date on ongoing basis.

More information on MiFID II data reporting is available under a specific website section

12/10/2022 ESMA70-145-1090 FIRDS CFI validations Reference XLSX
459.89 KB
11/10/2022 ESMA32-380-211 Call for Evidence on the implementation of SRD2 Reference PDF
432.02 KB
26/09/2022 ESMA70-156-6040 Response form- Consultation Paper- Market Outages Reference DOCX
771.73 KB
16/09/2022 CPD22 Joint ESAs Consumer Protection Day- Programme , Reference PDF
234.44 KB
15/09/2022 ESMA70-156-3921 Public Register for the Trading Obligation for derivatives under MiFIR Reference PDF
182.31 KB
01/09/2022 ESMA50-165-2230 ESMA report on trends, risks and vulnerabilities No 2 2022 – statistical annex Reference PDF
1.7 MB
20/07/2022 ESMA50-164-2193 TRV Article_Key Retail Risk Indicators for the EU single market , Reference PDF
428.33 KB
13/07/2022 ESMA65-8-9949 FIRDS User Guide v5.1 Reference PDF
2.06 MB
11/07/2022 ESMA70-460-117 Response Form- Consultation Paper on guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure , Reference DOCX
752.81 KB
02/06/2022 ESMA70-155-3832 List of trading venues benefiting from a transitional exemption from the access provisions under Article 36(5) of MiFIR Reference PDF
92.55 KB
18/05/2022 ESMA50-165-2096 Leverage and derivatives – the case of Archegos , Reference PDF
264.1 KB
17/05/2022 ESMA35-43-1410 Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting Reference PDF
341.26 KB
02/05/2022 ESMA82-402-859 Response form for the Joint Consultation Paper concerning sustainable disclosures for STS securitisations Reference DOCX
504.18 KB

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