ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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MiFID - Investor Protection X Audit X Brexit X Corporate Finance X Warnings and publications for investors X Corporate Governance X Prospectus X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 01/12/2015 | JC/2015/079 | 2015 list of identified Financial Conglomerates | Joint Committee, MiFID - Investor Protection | Reference | PDF 146.29 KB |
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| 07/12/2020 | JC 2020 86 | ESAs highlight the change in the status of Simple, Transparent and Standardised (STS) securitisation transactions at the end of the UK transition period | Brexit, Joint Committee | Statement | PDF 82.01 KB |
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| 04/01/2021 | EU-UKFCA MoU | EU-UK FCA MoU on consultation, cooperation and exchange of information | Brexit, International cooperation | Reference | PDF 219.12 KB |
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| 31/01/2020 | ESMA90-368-186 | ESMA- Brexit Update 31 January 2020 | Brexit | Statement | PDF 109.56 KB |
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| 28/03/2019 | ESMA90-1-83 | Brexit Update March 2019 | Brexit, Credit Rating Agencies, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading, Trade Repositories | Statement | PDF 121.13 KB |
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| 07/10/2019 | ESMA90-1-167 | Update on the UK’s withdrawal from the European Union- preparations for a possible no-deal Brexit scenario on 31 October 2019 | Benchmarks, Brexit, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Statement | PDF 179.84 KB |
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| 01/10/2020 | ESMA80-187-610 | BMR Brexit Public Statement 2020 Q4 | Benchmarks, Brexit | Statement | PDF 110.8 KB |
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| 09/11/2018 | ESMA80-187-149 | Public statement- Contingency plans of Credit Rating Agencies and Trade Repositories in the context of the United Kingdom withdrawing from the European Union | Brexit, Credit Rating Agencies, Trade Repositories | Statement | PDF 137.78 KB |
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| 28/09/2020 | ESMA77-99-1403 | ESMA to recognise three UK CCPS from 1 January 2021 | Brexit, CCP Directorate, Post Trading | Statement | PDF 93.94 KB |
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| 09/11/2020 | ESMA74-362-881 | Statement Brexit EMIR and SFTR data | Brexit, Post Trading, Securities Financing Transactions | Statement | PDF 257.04 KB |
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| 30/05/2018 | ESMA71-99-991 | Statement of the EBA and ESMA on the treatment of retail holdings of debt financial instruments subject to the Bank Recovery and Resolution Directive | MiFID - Investor Protection, Warnings and publications for investors | Statement | PDF 926.71 KB |
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| 30/05/2018 | ESMA71-99-987 | PR on EBA-ESMA statement on retail holders of bail-inable instruments | MiFID - Investor Protection, Press Releases, Warnings and publications for investors | Press Release | PDF 281.95 KB |
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| 01/06/2018 | ESMA71-99-973 | ESMA71-99-973 Press Release Product Intervention EUOJ publication | MiFID - Investor Protection, Press Releases, Warnings and publications for investors | Press Release | PDF 241.5 KB |
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| 21/03/2018 | ESMA71-99-964 | CMU, Brexit and ESA review – What’s next? Steven Maijoor BVI Keynote | Fund Management, MiFID - Investor Protection, Speeches | Speech | PDF 329.97 KB |
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| 03/04/2018 | ESMA71-99-959 | ESMA proposes simplifications to prospectuses format and content | Press Releases, Prospectus | Press Release | PDF 191.78 KB |
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| 12/02/2018 | ESMA71-99-946 | Press release- ESAs warn consumers of risks in buying virtual currencies | MiFID - Investor Protection | Press Release | PDF 128.93 KB |
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| 18/01/2018 | ESMA71-99-930 | Product Intervention Call for Evidence PR | MiFID - Investor Protection, Press Releases | Press Release | PDF 138.63 KB |
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| 15/12/2017 | ESMA71-99-910 | Statement on preparatory work of the European Securities and Markets Authority in relation to CFDs and binary options offered to retail clients | MiFID - Investor Protection, Warnings and publications for investors | Statement | PDF 209.47 KB |
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| 29/11/2017 | ESMA71-99-661 | Peer Review on MiFID Compliance Function Press Release | MiFID - Investor Protection, Press Releases, Supervisory convergence | Press Release | PDF 149.89 KB |
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| 13/11/2017 | ESMA71-99-649 | Press Release ICO Statements | Innovation and Products, Press Releases, Warnings and publications for investors | Press Release | PDF 169.52 KB |