ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
67
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- MiFID - Secondary Markets (92) Apply MiFID - Secondary Markets filter
- Short Selling (35) Apply Short Selling filter
- Market Integrity (34) Apply Market Integrity filter
- Post Trading (24) Apply Post Trading filter
- Fund Management (16) Apply Fund Management filter
- COVID-19 (12) Apply COVID-19 filter
- Supervisory convergence (12) Apply Supervisory convergence filter
- Joint Committee (9) Apply Joint Committee filter
- Market Abuse (9) Apply Market Abuse filter
- Corporate Disclosure (8) Apply Corporate Disclosure filter
- CESR Archive (7) Apply CESR Archive filter
- Brexit (6) Apply Brexit filter
- Prospectus (5) Apply Prospectus filter
- Securitisation (5) Apply Securitisation filter
- Corporate Information (4) Apply Corporate Information filter
- Innovation and Products (4) Apply Innovation and Products filter
- Sustainable finance (4) Apply Sustainable finance filter
- Benchmarks (3) Apply Benchmarks filter
- Credit Rating Agencies (3) Apply Credit Rating Agencies filter
- Corporate Finance (2) Apply Corporate Finance filter
- Securities and Markets Stakeholder Group (2) Apply Securities and Markets Stakeholder Group filter
- Trading (2) Apply Trading filter
- Board of Supervisors (1) Apply Board of Supervisors filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Transparency (1) Apply Transparency filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Opinion filter Opinion
- (-) Remove Q&A filter Q&A
- Guidelines & Recommendations (568) Apply Guidelines & Recommendations filter
- Reference (141) Apply Reference filter
- Press Release (54) Apply Press Release filter
- Compliance table (42) Apply Compliance table filter
- Final Report (40) Apply Final Report filter
- Consultation Paper (38) Apply Consultation Paper filter
- Statement (32) Apply Statement filter
- Investor Warning (27) Apply Investor Warning filter
- Speech (19) Apply Speech filter
- Letter (17) Apply Letter filter
- Report (16) Apply Report filter
- Decision (7) Apply Decision filter
- Technical Advice (4) Apply Technical Advice filter
- Annual Report (3) Apply Annual Report filter
- SMSG Advice (3) Apply SMSG Advice filter
- Technical Standards (1) Apply Technical Standards filter
Your filters
MiFID - Investor Protection X International cooperation X European Single Electronic Format X Securities Financing Transactions X Guidelines and Technical standards X Trade Repositories X Q&A X Opinion X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 28/01/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 398.17 KB |
||||
| 03/11/2020 | ESMA71-99-1423 | QA Fast Track Peer Review- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | PDF 248.14 KB |
||||
| 02/05/2022 | ESMA70-449-501 | Opinion ITS insider lists | Market Integrity, MiFID - Investor Protection, MiFID - Secondary Markets, Trading | Opinion | PDF 1.76 MB |
||||
| 02/05/2022 | ESMA70-449-497 | Opinion RTS liquidity contracts for SME Growth Market issuers | Market Integrity, MiFID - Investor Protection, MiFID - Secondary Markets, Trading | Opinion | PDF 849.59 KB |
||||
| 28/02/2022 | ESMA70-1861941480-52 | Q&A on EMIR implementation | Post Trading, Trade Repositories | Q&A | PDF 1.46 MB |
||||
| 13/07/2017 | ESMA35-43-762 | Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union | Brexit, MiFID - Investor Protection, Supervisory convergence | Opinion | PDF 236.23 KB |
||||
| 19/11/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1023.15 KB |
||||
| 08/06/2021 | ESMA35-43-2524 | ESMA Opinion on the product intervention measures relating to turbos proposed by the Dutch AFM | MiFID - Investor Protection | Opinion | PDF 267.28 KB |
||||
| 08/04/2020 | ESMA35-43-2321 | ESMA opinion under article 43(2) MiFIR (HU_CFD) | MiFID - Investor Protection | Opinion | PDF 113.32 KB |
||||
| 08/04/2020 | ESMA35-43-2320 | ESMA opinion under article 43(2) MiFIR (HU_BO) | MiFID - Investor Protection | Opinion | PDF 110.81 KB |
||||
| 03/02/2020 | ESMA35-43-2172 | ESMA opinion under article 43(2) MiFIR (NO_BO) | MiFID - Investor Protection | Opinion | PDF 107.2 KB |
||||
| 03/02/2020 | ESMA35-43-2171 | ESMA opinion under article 43(2) MiFIR (NO_CFD) | MiFID - Investor Protection | Opinion | PDF 123.35 KB |
||||
| 17/07/2019 | ESMA35-43-1983 | ESMA opinion under Article 43(2) MiFID (CZ_CFD) | MiFID - Investor Protection | Opinion | PDF 100.16 KB |
||||
| 13/05/2019 | ESMA35-43-1906 | ESMA opinion under Article 43(2) MiFIR (AT_CFD) | MiFID - Investor Protection | Opinion | PDF 105.71 KB |
||||
| 13/05/2019 | ESMA35-43-1906 | ESMA opinion under Article 43(2) MiFIR (AT_CFD) | MiFID - Investor Protection | Opinion | PDF 105.71 KB |
||||
| 31/03/2017 | ESMA35-36-794 | Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID | MiFID - Investor Protection | Q&A | PDF 948.76 KB |
||||
| 09/11/2018 | ESMA35-36-1262 | Technical Q&As on product intervention measures on CFDs and binary options | MiFID - Investor Protection | Q&A | PDF 147.84 KB |
||||
| 27/08/2019 | ESMA-35-43-2063 | ESMA opinion under Article 43(2) MiFIR (SI_CFD) | MiFID - Investor Protection | Opinion | PDF 100.96 KB |
||||
| 27/08/2019 | ESMA-35-43-2062 | ESMA opinion under Article 43(2) MiFIR (SI_BO) | MiFID - Investor Protection | Opinion | PDF 100.66 KB |
||||
| 31/07/2019 | ESMA-35-43-2054 | ESMA opinion under Article 43(2) MiFIR (HU_CFDs) | MiFID - Investor Protection | Opinion | PDF 104.66 KB |