ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 02/07/2020 | SG34-45-937 slides | Public hearing on ESG disclosures CP 2 July 2020- Slides | Joint Committee, Sustainable finance | Reference | PDF 297.72 KB |
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| 30/06/2020 | SG34-45-937 | Public hearing on ESG disclosures CP 2 July 2020- Agenda | Joint Committee, Sustainable finance | Reference | PDF 122.98 KB |
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| 30/11/2021 | SFDR EC Q&A CORRECTION | EC Q&A on sustainability-related disclosures- correction | Joint Committee, Sustainable finance | Q&A | PDF 87.19 KB |
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| 26/07/2021 | SFDR EC Q&A | EC Q&A on sustainability-related disclosures | Joint Committee, Sustainable finance | Q&A | PDF 601.99 KB |
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| 19/07/2012 | MOU SFC ESMA | MOU on the supervision of CRAs- ESMA and SFC Hong Kong | Credit Rating Agencies, International cooperation | Reference | PDF 497.63 KB |
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| 19/07/2012 | MOU SEC ESMA | MOU on the supervision of CRAs- ESMA and SEC | Credit Rating Agencies, International cooperation | Reference | PDF 306.87 KB |
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| 30/06/2016 | MOU FSB ESMA | MoU on the supervision of CRAs- ESMA and FSB South Africa | Credit Rating Agencies, International cooperation | Reference | PDF 504.28 KB |
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| 18/02/2013 | MOU ESMA/DFSA | MOU on the supervision of CRAs- ESMA and Dubai FSA | Credit Rating Agencies, International cooperation | Reference | PDF 181.09 KB |
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| 20/07/2017 | MoU ESMA SEBI | Previous MoU on CCPs between ESMA and SEBI | International cooperation, Post Trading | Reference | PDF 714.53 KB |
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| 05/03/2015 | MOU ESMA RBA | MoU between ESMA and RBA regarding trade repositories | International cooperation | Reference | PDF 134.04 KB |
The European Securities and Markets Authority (ESMA) and the Reserve Bank of Australia (RBA) have concluded a Memorandum of Understanding (MoU) that will allow RBA to have access to data held in European Trade repositories according to its mandate. The MoU is effective as of 18 February 2015.The ESMA-RBA MoU is the second cooperation arrangement established under Article 76 of the European Market Infrastructure Regulation (EMIR). This provision aims at ensuring that third-country authorities that do not have any trade repository in their jurisdiction may access the information on derivatives contracts held in European trade repositories which is relevant for their mandates. The MoU ensures that guarantees of professional secrecy exist. The first MoU of this kind was concluded in November 2014 between ESMA and the Australian Securities & Investments Commission (ASIC). | |||
| 19/07/2012 | MOU CNV ESMA | MOU on the supervision of CRAs- ESMA and CNV Argentina | Credit Rating Agencies, International cooperation | Reference | PDF 169.13 KB |
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| 19/07/2012 | MOU Canada ESMA | MOU on the supervision of CRAs- ESMA and Canadian authorities | Credit Rating Agencies, International cooperation | Reference | PDF 139.68 KB |
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| 25/05/2022 | Joint Committee SFDR Q&As | Questions related to Regulation (EU) 2019/2088 on SFDR | Joint Committee, Sustainable finance | Q&A | PDF 794.9 KB |
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| 25/08/2021 | Joint Committee | Press release on ESAs publish final draft technical standards amending margin requirements for non-centrally cleared OTC derivatives | Joint Committee | Reference | PDF 56.3 KB |
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| 25/08/2021 | Joint Committee | PSD Supervisory cooperation protocol | Joint Committee | Reference | PDF 633.96 KB |
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| 25/08/2021 | Joint Committee | Statement on variation margin exchange under the EMIR RTS on OTC derivatives | Joint Committee | Reference | PDF 191 KB |
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| 25/08/2021 | Joint Committee | JC RTS 2013 Draft RTS on consistent application of article 6(2) of the Financial Conglomerates Directive | Joint Committee | Reference | PDF 1.17 MB |
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| 25/08/2021 | Joint Committee | JC 2013 Joint Position of the European Supervisory Authorities on Manufacturers’ Product Oversight & Governance Processes | Joint Committee | Reference | PDF 210.59 KB |
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| 25/08/2021 | Joint Committee | JC 2014 Joint Committee Final Report on guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Joint Committee | Guidelines & Recommendations | ZIP 3.38 MB |
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| 25/08/2021 | Joint Committee | JC 2014 Joint Committee Consultation Paper on guidelines for cross-selling practices | Joint Committee | Consultation Paper | PDF 366.32 KB |