ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
10/08/2022 ESMA35-42-1305 ESCPR- Miscellaneous reporting to ESMA , Reference PDF
376.52 KB
09/08/2022 CPD22 Joint ESAs Consumer Protection Day- Programme , Reference PDF
619.11 KB
29/07/2022 ESMA70-449-672 Call for Evidence on pre-hedging , Reference PDF
245.25 KB
29/07/2022 ESMA70-449-674 Response form call for evidence pre-hedging , Reference DOCX
752.93 KB
20/07/2022 ESMA35-43-3327 Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements , Compliance table PDF
322.1 KB
20/07/2022 ESMA50-164-2193 TRV Article_Key Retail Risk Indicators for the EU single market , Reference PDF
419.1 KB
19/07/2022 ESMA35-43-3020 Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders , Compliance table PDF
320.25 KB
28/06/2022 ESMA02-91-3297 ESMA Final Accounts Financial Year 2021 , , , Reference PDF
803.28 KB
17/06/2022 ESMA42-112-377 List of extra-judicial mechanisms for consumers complaints (Art. 75 MiFID II) Reference PDF
272.27 KB
31/05/2022 ESMA35-43-2517 Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) , Compliance table PDF
141.13 KB
17/05/2022 ESMA35-43-1410 Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting Reference PDF
341.26 KB
28/03/2022 ESMA41-387-154 Rules of procedure on mediation Reference PDF
234.94 KB
24/03/2022 ESMA41-356-274 Public notice on REGIS TR, S.A. , Reference PDF
183.48 KB
15/02/2022 ESMA32-384-5357 Annex- Response to EC targeted consultation on the Listing Act , , Reference PDF
836.77 KB
14/02/2022 ESAFinEdu Highlights Joint ESAs financial education conference 2022- Highlights , Reference PDF
318.78 KB
02/02/2022 ESMA35-43-2900 Supervisory briefing in relation to firms using tied agents in the MiFID II framework Reference PDF
198.53 KB
01/02/2022 ESMA35-43-2183 Compliance table- Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) , Compliance table PDF
161.56 KB
01/02/2022 ESMA35-43-1968 Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) , Compliance table PDF
159.78 KB
31/01/2022 JC 2022 03 Joint ESAs thematic repository of national financial education initiatives on digitalisation , Reference PDF
4.99 MB

Joint ESAs thematic repository of national financial education initiatives on digitalisation - with a specific focus on cybersecurity, scams and fraud

31/01/2022 ESAs Financial Education event Joint ESAs high-level conference on financial education , Reference PDF
258.84 KB

Pages