ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
16
REFINE YOUR SEARCH
Sections
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove Market Integrity filter Market Integrity
- Post Trading (16) Apply Post Trading filter
- MiFID - Secondary Markets (13) Apply MiFID - Secondary Markets filter
- Fund Management (10) Apply Fund Management filter
- CESR Archive (7) Apply CESR Archive filter
- Corporate Disclosure (7) Apply Corporate Disclosure filter
- Credit Rating Agencies (6) Apply Credit Rating Agencies filter
- Joint Committee (5) Apply Joint Committee filter
- Prospectus (3) Apply Prospectus filter
- Short Selling (3) Apply Short Selling filter
- Transparency (3) Apply Transparency filter
- Brexit (2) Apply Brexit filter
- Corporate Finance (2) Apply Corporate Finance filter
- Corporate Information (2) Apply Corporate Information filter
- Securitisation (2) Apply Securitisation filter
- Trade Repositories (2) Apply Trade Repositories filter
- Benchmarks (1) Apply Benchmarks filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
- Innovation and Products (1) Apply Innovation and Products filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Sustainable finance (1) Apply Sustainable finance filter
Type of document
- (-) Remove Q&A filter Q&A
- (-) Remove Technical Standards filter Technical Standards
- Guidelines & Recommendations (559) Apply Guidelines & Recommendations filter
- Reference (108) Apply Reference filter
- Opinion (94) Apply Opinion filter
- CLOSED Procedure (66) Apply CLOSED Procedure filter
- Press Release (65) Apply Press Release filter
- Consultation Paper (52) Apply Consultation Paper filter
- Final Report (50) Apply Final Report filter
- Compliance table (39) Apply Compliance table filter
- Statement (35) Apply Statement filter
- Report (34) Apply Report filter
- Investor Warning (26) Apply Investor Warning filter
- Speech (25) Apply Speech filter
- Letter (13) Apply Letter filter
- Decision (11) Apply Decision filter
- Technical Advice (7) Apply Technical Advice filter
- ONGOING Procedure (5) Apply ONGOING Procedure filter
- Annual Report (4) Apply Annual Report filter
- CESR Document (1) Apply CESR Document filter
Your filters
MiFID - Investor Protection X Guidelines and Technical standards X Procurement X Market Abuse X Supervisory convergence X Market Integrity X Technical Standards X Q&A X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 19/11/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1023.15 KB |
||||
| 19/11/2021 | ESMA70-708036281-2 | Q&As- Central Securities Depositories Regulation | Post Trading, Supervisory convergence | Q&A | PDF 550.99 KB |
||||
| 19/11/2021 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 548.59 KB |
||||
| 06/08/2021 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 475.69 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 20/07/2021 | ESMA70-1861941480-56 | Q&A on MiFIR data reporting | MiFID - Secondary Markets, Supervisory convergence | Q&A | PDF 1.04 MB |
||||
| 16/07/2021 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 688.52 KB |
||||
| 28/05/2021 | ESMA70-708036281-2 | Questions and Answers on CSDR | Post Trading, Supervisory convergence | Q&A | PDF 550.99 KB |
||||
| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
| 03/11/2020 | ESMA71-99-1423 | QA Fast Track Peer Review- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | PDF 248.14 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 09/11/2018 | ESMA35-36-1262 | Technical Q&As on product intervention measures on CFDs and binary options | MiFID - Investor Protection | Q&A | PDF 147.84 KB |
||||
| 31/03/2017 | ESMA35-36-794 | Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID | MiFID - Investor Protection | Q&A | PDF 948.76 KB |
||||
| 01/04/2016 | 2016/419 | Q&A Market Abuse Directive | Market Abuse | Q&A | PDF 175.08 KB |
||||
| 28/09/2015 | 2015-ESMA-1455 | Final Report MAR TS | Market Abuse | Technical Standards | PDF 1.77 MB |
||||
| 30/06/2015 | 2015/1006 | Final Report on MiFID II-MiFIR draft technical standards on authorisation, passporting, registration of third country firms and cooperation between competent authorities | MiFID - Investor Protection | Technical Standards | PDF 357.16 KB |
||||
| 22/06/2012 | 2012/382 | MiFID Q&A in the area of investor protection and intermediaries | MiFID - Investor Protection | Q&A | PDF 319.78 KB |