ESMA LIBRARY
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MiFID - Investor Protection X Careers X Risk Analysis & Economics - Markets Infrastructure Investors X International cooperation X Credit Rating Agencies X Management Board X Joint Committee X Annual Report X Guidelines & Recommendations X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 06/04/2021 | ESMA35-36-1952 | Guidelines on certain aspects of the MiFID II compliance function requirements | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 258.09 KB |
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| 18/05/2011 | 2011/139 | Final report- Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Agencies Regulation No 1060/2009 | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 653.98 KB |
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| 17/12/2012 | 2011/188 | Cooperation including delegation between ESMA, the competent authorities and the sectoral competent authorities under Regulation (EU) No 513/2011 on credit rating agencies | Credit Rating Agencies | Guidelines & Recommendations | PDF 190.32 KB |
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| 21/08/2012 | 2012/387 BG | Насоки относно определени аспекти на изискванията на MiFID за годност | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 357.81 KB |
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| 21/08/2012 | 2012/387 CS | Obecné pokyny k určitým aspektům požadavků směrnice MiFID ohledně vhodnosti | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 363.15 KB |
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| 21/08/2012 | 2012/387 DA | Retningslinjer for visse aspekter af egnethedskravene ifølge MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 341.81 KB |
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| 21/08/2012 | 2012/387 DE | Leitlinien zu einigen Aspekten der MiFID-Anforderungen an die Eignung | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 355.69 KB |
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| 21/08/2012 | 2012/387 EL | Κατευθυντήριες γραμμές σχετικά με ορισμένες πτυχές των απαιτήσεων καταλληλότητας που προβλέπονται στη MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 397.87 KB |
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| 06/07/2012 | 2012/387 en | Guidelines on certain aspects of the MiFID suitability requirements | MiFID - Investor Protection | Guidelines & Recommendations | PDF 298.21 KB |
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| 21/08/2012 | 2012/387 ES | Directrices relativas a determinados aspectos de los requisitos de idoneidad de la MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 347.12 KB |
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| 21/08/2012 | 2012/387 ET | Finantsinstrumentide turgude direktiivi (MiFID) sobivusnõuete teatud aspektide suunised | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 328.4 KB |
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| 21/08/2012 | 2012/387 FI | Ohjeet rahoitusmarkkinadirektiivin soveltuvuusvaatimusten tietyistä näkökohdista | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 304.47 KB |
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| 21/08/2012 | 2012/387 FR | Orientations concernant certains aspects relatifs aux exigences d'adéquation de la directive MIF | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 353.32 KB |
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| 06/02/2014 | 2012/387 HR | Smjernice o određenim aspektima MiFID-ovih zahtjeva vezanih uz primjerenost | MiFID - Investor Protection | Guidelines & Recommendations | PDF 259.07 KB |
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| 21/08/2012 | 2012/387 HU | Iránymutatások a MiFID szerinti alkalmassági követelmények bizonyos szempontjairól | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 349.57 KB |
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| 21/08/2012 | 2012/387 IT | Orientamenti su alcuni aspetti dei requisiti di adeguatezza della direttiva MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 343.89 KB |
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| 21/08/2012 | 2012/387 LT | Gairės dėl tam tikrų MiFID tinkamumo (suitability) reikalavimų aspektų | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 358.46 KB |
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| 21/08/2012 | 2012/387 LV | Pamatnostādnes par noteiktiem FITD atbilstības noteikšanas prasību aspektiem | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 350.08 KB |
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| 21/08/2012 | 2012/387 MT | Linji gwida dwar ċerti aspetti tal-valutazzjoni tal-adegwatezza tal-MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 350.2 KB |
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| 21/08/2012 | 2012/387 NL | Richtsnoeren met betrekking tot bepaalde aspecten van de MiFID-geschiktheidseisen | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 355.02 KB |