ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
16/07/2020 ESMA71-99-1366 ESMA publishes its first Review Reports on the MiFIR transparency regime , Press Release PDF
171.59 KB
16/07/2020 ESMA71-99-1369 Timeline of upcoming MiFID II Review Reports ESMA pager Reference PDF
83.2 KB
16/07/2020 ESMA70-156-2756 MiFIDII MiFIR report on systematic internalisers Reference PDF
946.61 KB
16/07/2020 ESMA70-156-2682 MiFIDII MiFIR report on Transparency Equity DVC TOS Reference PDF
808.99 KB
13/07/2020 ESMA35-43-2427 Sanctions and measures imposed under MiFID II in 2019 Report PDF
563.38 KB
02/07/2020 Overview recruitments Overview recruitments- Updated July 2020 , Reference PDF
743.73 KB
24/06/2020 ESMA64-87-193 Management Board decision- Implementing rules on the middle management staff , Decision PDF
210.2 KB
17/06/2020 ESMA63-46-710 Policy on the reimbursement for external persons , Reference PDF
265.73 KB
17/06/2020 ESMA63-46-716 Policy on the reimbursement of candidates and trainees , Reference PDF
237.6 KB
05/06/2020 ESMA35-36-1946 Final Report Guidelines on certain aspects of the MiFID II compliance function requirements , Final Report PDF
395.33 KB
28/05/2020 ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics , Q&A PDF
1014.59 KB
27/05/2020 ESMA35-43-2183 Compliance table- Guidelines for the assessment of knowledge and competence 2020 , Compliance table PDF
159.96 KB
06/05/2020 ESMA35-43-2391 Reminder of firms’ MiFID II conduct of business obligations in the context of increasing retail investor activity , Statement PDF
118.75 KB
08/04/2020 ESMA35-43-2320 ESMA opinion under article 43(2) MiFIR (HU_BO) Opinion PDF
110.81 KB
08/04/2020 ESMA35-43-2321 ESMA opinion under article 43(2) MiFIR (HU_CFD) Opinion PDF
113.32 KB
06/04/2020 ESMA71-99-1301 ESMA report stresses impact of costs on retail investor benefits , , Press Release PDF
109.54 KB
06/04/2020 ESMA 50-165-1098 ESMA annual statistical report on performance and costs of retail investment products in the EU- 2020 , , Report PDF
4.08 MB
01/04/2020 ESMA35-43-2126 Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II Technical Advice PDF
464.68 KB
31/03/2020 ESMA35-36-1919 Clarification of issues related to the publication of reports by execution venues and firms as required under RTS 27 and 28 , Statement PDF
89.84 KB
20/03/2020 ESMA35-43-2348 ESMA Statement on COVID-19 telephone recording , Statement PDF
114.12 KB

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