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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
13/01/2021 ESMA35-43-2509 Reminder to firms of the MiFID II rules on ‘reverse solicitation’ in the context of the recent end of the UK transition period , Statement PDF
151.2 KB
13/01/2021 ESMA50-164-4045 Guidelines on the reporting to Competent Authorities under Article 37 of the MMF Regulation Compliance table PDF
147.09 KB
12/01/2021 ESMA70-155-11635 CSD Register Reference PDF
1012.88 KB
12/01/2021 ESMA WP-2021-02 ESMA working paper on equity funds and derivatives , Reference PDF
673.7 KB
08/01/2021 ESMA35-43-1410 Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting Reference PDF
256.69 KB
08/01/2021 ESMA22-106-2952 Summary of Conclusions Management Board Meeting 13 October 2020 Summary of Conclusions PDF
97.46 KB
05/01/2021 ESMA40-134-2458 Conflict of interests and ethics policy- ESMA staff , Reference PDF
6.72 MB
04/01/2021 EPSA List of Exempted Pension Schemes Reference PDF
144.02 KB
04/01/2021 ESMA70-151-2767 Designated Payment and Securities Settlement Systems Reference PDF
399.79 KB
04/01/2021 ESMA70-155-11638 Designated Authorities to notify opening of insolvency proceedings Reference PDF
254.59 KB
04/01/2021 ESMA70-151-887 CSDR List of relevant authorities- Article 12 Reference PDF
297.21 KB
04/01/2021 ESMA70-708036281-176 Public Register for the Clearing Obligation under EMIR Reference PDF
636.2 KB
04/01/2021 ESMA70-152-348 List of third-country CCPs recognised to offer services and activities in the Union Reference PDF
408.59 KB
04/01/2021 ESMA70-148-523 List of Central Counterparties authorised to offer services and activities in the Union Reference PDF
363.91 KB
04/01/2021 ESMA70-153-236 ESMA-BoE MoU on UK CSD Recognition , Reference PDF
223.45 KB
04/01/2021 ESMA70-152-2531 ESMA-BOE MoU on UK CCPs , Reference PDF
3.83 MB
04/01/2021 EU-UKFCA MoU EU-UK FCA MoU on consultation, cooperation and exchange of information , Reference PDF
219.12 KB
04/01/2021 ESMA-UKFCA MoU ESMA-UK FCA MoU on consultation, cooperation and exchange of information , Reference PDF
195.27 KB
23/12/2020 ESMA43-370-272 CP on Procedural rules for penalties imposed on Benchmark Administrators Consultation Paper PDF
370.26 KB
23/12/2020 ESMA81-393-84 Response form- CP Technical Advice Fines Reference DOCX
753.16 KB

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