ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
13/01/2021 ESMA35-43-2509 Reminder to firms of the MiFID II rules on ‘reverse solicitation’ in the context of the recent end of the UK transition period , Statement PDF
151.2 KB
12/01/2021 ESMA70-155-11635 CSD Register Reference PDF
1017.32 KB
12/01/2021 ESMA WP-2021-02 ESMA working paper on equity funds and derivatives , Reference PDF
673.7 KB
11/01/2021 ESMA WP-2021-01 ESMA working paper on funds and single-name CDS: Hedging or Trading? Reference PDF
591.74 KB
08/01/2021 ESMA35-43-1410 Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting Reference PDF
256.69 KB
07/01/2021 ESMA71-99-1505 CFTC and ESMA Sign Enhanced MOU Related to Certain Recognized Central Counterparties , Press Release PDF
75.21 KB
05/01/2021 ESMA40-134-2458 Conflict of interests and ethics policy- ESMA staff , Reference PDF
6.72 MB
04/01/2021 EPSA List of Exempted Pension Schemes Reference PDF
144.02 KB
04/01/2021 ESMA70-151-2767 Designated Payment and Securities Settlement Systems Reference PDF
399.79 KB
04/01/2021 ESMA70-155-11638 Designated Authorities to notify opening of insolvency proceedings Reference PDF
254.59 KB
04/01/2021 ESMA70-151-887 CSDR List of relevant authorities- Article 12 Reference PDF
297.21 KB
04/01/2021 ESMA70-708036281-176 Public Register for the Clearing Obligation under EMIR Reference PDF
636.2 KB
04/01/2021 ESMA70-152-348 List of third-country CCPs recognised to offer services and activities in the Union Reference PDF
408.59 KB
04/01/2021 ESMA70-148-523 List of Central Counterparties authorised to offer services and activities in the Union Reference PDF
363.91 KB
04/01/2021 ESMA70-153-236 ESMA-BoE MoU on UK CSD Recognition , Reference PDF
223.45 KB
04/01/2021 ESMA71-99-1498 Brexit: ESMA withdraws the registrations of six UK-based credit rating agencies and four trade repositories , , , Press Release PDF
94.63 KB
23/12/2020 ESMA43-370-274 CP TA on rules of procedure to impose penalties on DRSPs Consultation Paper PDF
361.39 KB
23/12/2020 esma74-362-1498 Response_form_cp_drsp_procedural_rules_imposition_penalties Reference DOCX
757.4 KB
22/12/2020 ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics , Q&A PDF
651.6 KB
18/12/2020 ESMA50-157-2403 Final report on Guidelines on outsourcing to cloud service providers Final Report PDF
384.63 KB

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