ESMA LIBRARY
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MiFID - Investor Protection X Careers X Press Releases X Corporate Information X Post Trading X Innovation and Products X Market Integrity X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 13/01/2021 | ESMA35-43-2509 | Reminder to firms of the MiFID II rules on ‘reverse solicitation’ in the context of the recent end of the UK transition period | Brexit, MiFID - Investor Protection | Statement | PDF 151.2 KB |
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| 12/01/2021 | ESMA70-155-11635 | CSD Register | Post Trading | Reference | PDF 1017.32 KB |
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| 12/01/2021 | ESMA WP-2021-02 | ESMA working paper on equity funds and derivatives | Fund Management, Innovation and Products | Reference | PDF 673.7 KB |
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| 11/01/2021 | ESMA WP-2021-01 | ESMA working paper on funds and single-name CDS: Hedging or Trading? | Innovation and Products | Reference | PDF 591.74 KB |
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| 08/01/2021 | ESMA35-43-1410 | Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting | MiFID - Investor Protection | Reference | PDF 256.69 KB |
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| 07/01/2021 | ESMA71-99-1505 | CFTC and ESMA Sign Enhanced MOU Related to Certain Recognized Central Counterparties | CCP Directorate, Press Releases | Press Release | PDF 75.21 KB |
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| 05/01/2021 | ESMA40-134-2458 | Conflict of interests and ethics policy- ESMA staff | Careers, Corporate Information | Reference | PDF 6.72 MB |
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| 04/01/2021 | EPSA | List of Exempted Pension Schemes | Post Trading | Reference | PDF 144.02 KB |
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| 04/01/2021 | ESMA70-151-2767 | Designated Payment and Securities Settlement Systems | Post Trading | Reference | PDF 399.79 KB |
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| 04/01/2021 | ESMA70-155-11638 | Designated Authorities to notify opening of insolvency proceedings | Post Trading | Reference | PDF 254.59 KB |
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| 04/01/2021 | ESMA70-151-887 | CSDR List of relevant authorities- Article 12 | Post Trading | Reference | PDF 297.21 KB |
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| 04/01/2021 | ESMA70-708036281-176 | Public Register for the Clearing Obligation under EMIR | Post Trading | Reference | PDF 636.2 KB |
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| 04/01/2021 | ESMA70-152-348 | List of third-country CCPs recognised to offer services and activities in the Union | Post Trading | Reference | PDF 408.59 KB |
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| 04/01/2021 | ESMA70-148-523 | List of Central Counterparties authorised to offer services and activities in the Union | Post Trading | Reference | PDF 363.91 KB |
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| 04/01/2021 | ESMA70-153-236 | ESMA-BoE MoU on UK CSD Recognition | International cooperation, Post Trading | Reference | PDF 223.45 KB |
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| 04/01/2021 | ESMA71-99-1498 | Brexit: ESMA withdraws the registrations of six UK-based credit rating agencies and four trade repositories | Brexit, Credit Rating Agencies, Press Releases, Trade Repositories | Press Release | PDF 94.63 KB |
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| 23/12/2020 | ESMA43-370-274 | CP TA on rules of procedure to impose penalties on DRSPs | Post Trading | Consultation Paper | PDF 361.39 KB |
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| 23/12/2020 | esma74-362-1498 | Response_form_cp_drsp_procedural_rules_imposition_penalties | Post Trading | Reference | DOCX 757.4 KB |
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| 22/12/2020 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 651.6 KB |
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| 18/12/2020 | ESMA50-157-2403 | Final report on Guidelines on outsourcing to cloud service providers | Innovation and Products | Final Report | PDF 384.63 KB |