ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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24/04/2014 | 2013/922 | Compliance table- suitability guidelines | MiFID - Investor Protection, Guidelines and Technical standards | Compliance table | PDF 74.33 KB |
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24/04/2014 | 2013/923 | Compliance table- compliance guidelines | MiFID - Investor Protection, Guidelines and Technical standards | Compliance table | PDF 74.45 KB |
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07/10/2014 | 2014-1213 | Guidelines compliance table for Guidelines on remuneration policies and practices (MiFID) | MiFID - Investor Protection | Compliance table | PDF 127.73 KB |
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01/12/2020 | ESMA32-67-142 | Compliance table on ESMA Guidelines on the enforcement of financial information | Corporate Disclosure, IFRS Supervisory Convergence | Compliance table | PDF 159.14 KB |
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11/02/2020 | ESMA35-43-1076 | Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 156.28 KB |
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06/11/2018 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 477.73 KB |
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20/06/2019 | ESMA35-43-1430 | Compliance table on Guidelines on MiFID II suitability requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 117.21 KB |
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10/03/2020 | ESMA35-43-1957 | Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 173.19 KB |
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10/03/2020 | ESMA35-43-1968 | Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 162.94 KB |
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27/05/2020 | ESMA35-43-2183 | Compliance table- Guidelines for the assessment of knowledge and competence 2020 | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 159.96 KB |
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04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 273.01 KB |