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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|19/11/2020||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|19/11/2020||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|18/11/2020||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|11/11/2020||ESMA50-165-1371||ESMA Risk Dashboard No. 2 2020||Risk Analysis & Economics - Markets Infrastructure Investors||Reference||PDF
|06/11/2020||Overview recruitments||Overview recruitments- Updated November 2020||Careers, Vacancies||Reference||PDF
|21/10/2020||ESMA71-99-1421||Retail investors and asset management are the pillars of a successful Capital Markets Union||Fund Management, MiFID - Investor Protection, Speeches||Speech||PDF
|02/09/2020||ESMA50-165-1274||ESMA report on trends, risks and vulnerabilities no.2 2020- statistical annex||Risk Analysis & Economics - Markets Infrastructure Investors||Reference||PDF
|17/06/2020||ESMA63-46-710||Policy on the reimbursement for external persons||Careers, Management Board||Reference||PDF
|17/06/2020||ESMA63-46-716||Policy on the reimbursement of candidates and trainees||Careers, Management Board||Reference||PDF
|14/05/2020||ESMA50-165-1179||ESMA Risk Dashboard No. 1 2020||Risk Analysis & Economics - Markets Infrastructure Investors||Reference||PDF
|02/04/2020||ESMA 32-63-365||List of decisions published from the EECS’s Database of Enforcement||IFRS Supervisory Convergence||Reference||PDF
|19/02/2020||ESMA50-165-1041||ESMA TRV No 1 2020 Annex||Risk Analysis & Economics - Markets Infrastructure Investors||Reference||PDF
|03/02/2020||ESMA35-43-1410||Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting||MiFID - Investor Protection||Reference||PDF
|23/12/2019||ESMA50-164-2969||Alternative Investment Funds (AIFs) exposures to commercial real estate- 2018||Fund Management, Risk Analysis & Economics - Markets Infrastructure Investors||Reference||PDF
|17/12/2019||ESMA64-80-207||ED decision on the extension of reserve lists ending 31/12/19||Careers||Reference||PDF
|16/12/2019||C(2013) 8970 final||Commission decision on classification in grade and step for TAs||Careers||Reference||PDF
|28/11/2019||ESMA50-165-1009||ESMA Risk Dashboard No. 4 2019||Risk Analysis & Economics - Markets Infrastructure Investors||Reference||PDF
|19/11/2019||ESMA71-319-154||Banking and the MiFID II review||MiFID - Investor Protection, MiFID - Secondary Markets, Speeches||Speech||PDF
|10/09/2019||ESMA50-165-884||ESMA Risk Dashboard No. 3 2019||Risk Analysis & Economics - Markets Infrastructure Investors||Reference||PDF