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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|01/12/2020||ESMA32-67-142||Compliance table on ESMA Guidelines on the enforcement of financial information||Corporate Disclosure, IFRS Supervisory Convergence||Compliance table||PDF
|19/11/2020||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|19/11/2020||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|18/11/2020||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|09/11/2020||ESMA22-106-2883||Summary of Conclusions Management Board meeting 17 September 2020||Management Board||Summary of Conclusions||PDF
|06/11/2020||ESMA35-43-349||Q&As on MiFID II and MiFIR investor protection topics||MiFID - Investor Protection, Supervisory convergence||Q&A||PDF
|29/10/2020||ESMA70-156-3581||Final Report on SME GMs RTS-ITS under MAR||Market Abuse, Market Integrity||Final Report||PDF
|28/10/2020||ESMA71-99-1422||Press Release European Common Enforcement Priorities 2020||Corporate Disclosure, IAS Regulation, IFRS Supervisory Convergence, Press Releases||Press Release||PDF
|28/10/2020||ESMA32-63-1041||Public Statement on the European Common Enforcement Priorities 2020||Corporate Disclosure, IFRS Supervisory Convergence||Statement||PDF
|21/10/2020||ESMA71-99-1421||Retail investors and asset management are the pillars of a successful Capital Markets Union||Fund Management, MiFID - Investor Protection, Speeches||Speech||PDF
|12/10/2020||ESMA22-105-1230||Annex to Opening Statement for ECON Hearing 12 October 2020||Board of Supervisors, Brexit, Corporate Information, COVID-19, Speeches||Reference||PDF
|12/10/2020||ESMA22-105-1248||Steven Maijoor Opening Statement for ECON Hearing 12 October 2020||Board of Supervisors, Brexit, Corporate Information, COVID-19, Joint Committee, Speeches||Statement||PDF
|09/10/2020||ESM22-103-1158||ESM22-103-1158 Keynote Speech- Verena Ross- AFME Compliance and Legal Conference||COVID-19, Market Abuse, Market Integrity, MiFID - Secondary Markets, Speeches||Speech||PDF
|02/10/2020||ESMA71-99-1406||ESMA Work Programme 2021||Board of Supervisors, Corporate Information, Management Board, Planning reporting budget, Press Releases||Press Release||PDF
|02/10/2020||ESMA20-95-1273||2021 Annual Work Programme||Board of Supervisors, Corporate Information, Management Board, Planning reporting budget||Report||PDF
|29/09/2020||ESMA-22-328-402||Decision on Conflict of Interest Policy for Non-Staff||Management Board||Decision||PDF
|28/09/2020||ESMA35-43-2424||Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR||MiFID - Investor Protection||Final Report||PDF
|24/09/2020||ESMA70-156-2391||Final Report- MAR Review||Market Abuse, Market Integrity||Final Report||PDF
|23/09/2020||ESMA70-155-10272||Final Report on Cum Ex and other multiple withholding tax reclaim schemes||Market Abuse, Market Integrity, Trading||Final Report||PDF
|17/09/2020||ESMA70-155-11072||ESMA Decision- renewal Article 28 SSR reporting threshold- September 2020||COVID-19, Market Integrity, Short Selling||Decision||PDF