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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 18/02/2019 | ESMA40-134-347 | Conflict of interests and ethics policy- ESMA staff | Careers, Corporate Information | Reference | PDF 6.95 MB |
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| 30/10/2003 | 03-378b | The role of CESR in the regulation and supervision of UCITS and asset management in the EU | CESR Archive | Reference | PDF 123.55 KB |
CESR publishes today a consultation paper setting out how it proposes to prepare for its new role in the regulation of Asset Management and Unit Collective Investment Schemes (UCITS) in Europe. This also includes establishing how European securities regulators will work until these responsibilities are transferred from the UCITS Contact Committee established by the European Commission to CESR and includes specific areas where CESR proposes to begin work. CESR sets out the three principles that will underpin its work in this area until it formally receives responsibility for providing advice to the Commission for portfolio management activities from the European Union. These principles include the commitment that: Any future work done by CESR regarding UCITS would have to be conducted in full coherence with the EU institutional framework; CESR should take in a global vision of the so-called | |||
| 04/03/2004 | 03-427b | Synthesis Table” regarding CESR Standards for Investor Protection (49 pages) | CESR Archive | Reference | PDF 1.33 MB |
The so-called | |||
| 04/03/2004 | 03-432b | Synthesis Table” regarding CESR Standards for Alternative Trading Systems | CESR Archive | Reference | PDF 153.77 KB |
The so-called | |||
| 04/03/2004 | 03-497b | List of Alternative Trading Systems Currently operating in Member States (updated on 7 April 2004) | CESR Archive | Reference | PDF 129.53 KB |
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| 04/03/2004 | 04-075 | List of Legislative Measures quoted in the Correspondence Tables | CESR Archive | Reference | PDF 298.12 KB |
This list contains all legislative measures which Members quoted in their Correspondence Tables as implementing measures. Where available, hyperlinks to the full text of the specific legislative measure are provided. | |||
| 04/03/2004 | 04-127 | Indicative timetable for CESR’s work on guidelines for the consistent implementation of the proposed Commission Regulation on Prospectus | CESR Archive | Reference | PDF 48.37 KB |
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| 09/06/2004 | 04-160 | Mandate for the Expert Group on Investment Management | CESR Archive | Reference | PDF 81.39 KB |
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| 04/06/2004 | 04-241 final | Terms of reference for the cooperation and collaboration regarding market risks and regulatory projects between the US SEC and CESR | CESR Archive | Reference | PDF 48.19 KB |
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| 28/10/2004 | 04-527b | The role of CESR at Level 3 under the Lamfalussy Process | CESR Archive | Reference | PDF 233.17 KB |
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| 28/10/2004 | 04-586 | Formal Mandate to CESR for Advice on Possible Modifications to the UCITS Directive in the form of Clarification of Defenitions Concerning Eligible Assets for Investment of UCITS | CESR Archive | Reference | PDF 164.56 KB |
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| 19/11/2004 | 04-614 | Work plan for future work on MiFID | CESR Archive | Reference | PDF 53.83 KB |
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| 08/04/2005 | 05-253 | Establishment of a Mediation Mechanism | CESR Archive | Reference | PDF 91.07 KB |
This call for evidence is open for comment until 9 May 2005 | |||
| 04/05/2005 | 05-335 | Multilateral Memorandum of Understanding (MoU) | CESR Archive | Reference | PDF 91.41 KB |
http://www.cesr-eu.org/data/document/05_335.pdf | |||
| 04/05/2005 | 05-335 Annex A | Multilateral Memorandum of Understanding (MoU)- Annex A | CESR Archive | Reference | PDF 112.53 KB |
http://www.cesr.eu/data/document/05_335_Annex_A.pdf | |||
| 04/05/2005 | 05-335 Annex C | Multilateral Memorandum of Understanding (MoU)- Annex C | CESR Archive | Reference | PDF 41.42 KB |
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| 04/05/2005 | 05-335 Annex D | Multilateral Memorandum of Understanding (MoU)- Annex D | CESR Archive | Reference | PDF 33.29 KB |
http://www.cesr-eu.org/data/document/05_335_Annex_D.pdf | |||
| 24/11/2005 | 05-405 | Joint Protocol on Cooperation between CESR, CEBS and CEIOPS | CESR Archive | Reference | PDF 33.22 KB |
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| 13/09/2005 | 05-448 | Interim Report on the Activities of CESR to the European Commission | CESR Archive | Reference | PDF 361.99 KB |
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| 06/02/2006 | 06-061 | 3L3 Work programme 2006 | CESR Archive | Reference | PDF 32.01 KB |