ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
1064
REFINE YOUR SEARCH
Sections
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Trading filter Trading
- CESR Archive (1055) Apply CESR Archive filter
- Post Trading (305) Apply Post Trading filter
- Corporate Disclosure (297) Apply Corporate Disclosure filter
- Fund Management (288) Apply Fund Management filter
- Press Releases (277) Apply Press Releases filter
- Credit Rating Agencies (218) Apply Credit Rating Agencies filter
- Corporate Information (204) Apply Corporate Information filter
- Joint Committee (199) Apply Joint Committee filter
- Securities and Markets Stakeholder Group (166) Apply Securities and Markets Stakeholder Group filter
- Warnings and publications for investors (141) Apply Warnings and publications for investors filter
- Speeches (134) Apply Speeches filter
- Board of Supervisors (131) Apply Board of Supervisors filter
- Risk Analysis & Economics - Markets Infrastructure Investors (114) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- IFRS Supervisory Convergence (101) Apply IFRS Supervisory Convergence filter
- Management Board (95) Apply Management Board filter
- Short Selling (75) Apply Short Selling filter
- IAS Regulation (74) Apply IAS Regulation filter
- Procurement (73) Apply Procurement filter
- Supervisory convergence (73) Apply Supervisory convergence filter
- Market Integrity (72) Apply Market Integrity filter
- Market Abuse (66) Apply Market Abuse filter
- Prospectus (65) Apply Prospectus filter
- Innovation and Products (60) Apply Innovation and Products filter
- Planning reporting budget (48) Apply Planning reporting budget filter
- Securitisation (47) Apply Securitisation filter
- International cooperation (42) Apply International cooperation filter
- Brexit (38) Apply Brexit filter
- Transparency (27) Apply Transparency filter
- European Single Electronic Format (22) Apply European Single Electronic Format filter
- Audit (20) Apply Audit filter
- Corporate Finance (20) Apply Corporate Finance filter
- Board of Appeal (18) Apply Board of Appeal filter
- Corporate Governance (18) Apply Corporate Governance filter
- Trade Repositories (18) Apply Trade Repositories filter
- Careers (12) Apply Careers filter
- MiFID II: Transparency Calculations and DVC (11) Apply MiFID II: Transparency Calculations and DVC filter
- Securities Financing Transactions (11) Apply Securities Financing Transactions filter
- Sustainable finance (7) Apply Sustainable finance filter
- ITMG (3) Apply ITMG filter
- Vacancies (3) Apply Vacancies filter
Type of document
- Guidelines & Recommendations (543) Apply Guidelines & Recommendations filter
- Reference (108) Apply Reference filter
- Opinion (107) Apply Opinion filter
- Press Release (60) Apply Press Release filter
- Consultation Paper (42) Apply Consultation Paper filter
- Compliance table (34) Apply Compliance table filter
- Final Report (28) Apply Final Report filter
- Investor Warning (26) Apply Investor Warning filter
- Speech (26) Apply Speech filter
- Letter (25) Apply Letter filter
- Statement (24) Apply Statement filter
- Report (12) Apply Report filter
- Q&A (11) Apply Q&A filter
- Technical Standards (7) Apply Technical Standards filter
- Decision (5) Apply Decision filter
- Annual Report (3) Apply Annual Report filter
- Vacancy (2) Apply Vacancy filter
- Technical Advice (1) Apply Technical Advice filter
Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X Benchmarks X Trading X Guidelines and Technical standards X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 01/12/2015 | JC/2015/079 | 2015 list of identified Financial Conglomerates | Joint Committee, MiFID - Investor Protection | Reference | PDF 146.29 KB |
||||
| 28/09/2015 | 2015/1469 | 2015-1469- Investment Firms briefing | MiFID - Secondary Markets, Press Releases | Reference | PDF 314.38 KB |
||||
| 28/09/2015 | 2015/1470 | 2015-1470- Non-financials briefing | MiFID - Secondary Markets, Press Releases | Reference | PDF 307.12 KB |
||||
| 28/09/2015 | 2015-ESMA-1464 Annex I | 2015-ESMA-1464 Annex I- draft RTS and ITS on MiFID II and MiFIR | MiFID - Secondary Markets | Technical Standards | PDF 2.85 MB |
||||
| 19/12/2016 | 2016/1673 | 2016-1673 Q&A on MiFID II commodity derivatives topics | MiFID - Secondary Markets | Q&A | PDF 338.93 KB |
||||
| 09/02/2016 | 2016/272AF | 2016_mdsc_cwg_application_form | MiFID - Secondary Markets | Reference | DOCX 40.48 KB |
||||
| 29/11/2013 | 2013/998 ES | 28.11.13 | ESMA/2013/998 Directrices sobre el modelo de memorando de acuerdo relativo a la consulta, la cooperación y el intercambio de información en lo que respecta a la supervisión de las entidades de la DGFIA | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 244.6 KB |
||||
| 29/11/2013 | 2013/998 RO | 28.11.13 | ESMA/2013/998 Orientări referitoare la modelul de memorandum de înţelegere privind consultarea, cooperarea şi schimbul de informaţii în legătură cu supravegherea entităţilor prevăzute de DAFIA | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 263.01 KB |
||||
| 29/11/2013 | 2013/998 SK | 28.11.13 | ESMA/2013/998 Usmernenia o vzorovom memorande o porozumení o konzultáciách, spolupráci a výmene informácií v súvislosti s dohľadom nad subjektmi, na ktoré sa vzťahuje smernica o správcoch alternatívnych investičných fondov | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 269.81 KB |
||||
| 17/12/2012 | 2011/188 HU | A feladatok átruházását is magában foglaló együttműködés az EÉPH, a hatáskörrel rendelkező hatóságok és a hatáskörrel rendelkező ágazati hatóságok között a hitelminősítő intézetekről szóló 513/2011/EU rendelet értelmében | Guidelines and Technical standards | Guidelines & Recommendations | PDF 195.43 KB |
A feladatok átruházását is magában foglaló együttműködés az EÉPH, a hatáskörrel rendelkező hatóságok és a hatáskörrel rendelkező ágazati hatóságok között a hitelminősítő intézetekről szóló 513/2011/EU rendelet értelmében | |||
| 02/04/2013 | 2013/74 HU | A short ügyletekről és a hitel-nemteljesítési csereügyletekkel kapcsolatos egyes szempontokról szóló 236/2012/EU európai parlamenti és tanácsi rendelet szerinti árjegyzői tevékenységek és elsődleges piaci műveletek mentessége | Short Selling, Guidelines and Technical standards | Guidelines & Recommendations | PDF 550.5 KB |
||||
| 18/02/2015 | 2015/319 | Addendum Consultation Paper- MiFID II/MiFIR | MiFID - Secondary Markets | Consultation Paper | PDF 2.78 MB |
The European Securities and Markets Authority (ESMA) has published today a consultation paper (CP) which complements the transparency section of the CP on MiFID II/MiFIR published on 19 December 2014. This CP covers the following non-equity asset classes: foreign exchange derivatives; credit derivatives; other derivatives; and contracts for difference (CFDs). For each asset class two sections are provided: the first presents the analysis on the definition of a liquid market and the second includes the calculations on the pre-trade and post-trade transparency large in scale (LIS) and size specific to the instrument (SSTI) thresholds. The last section of the CP completes draft RTS 9 (Transparency requirements in respect of bonds, structured finance products, emission allowances and derivatives) published in Annex B of the CP on MiFID II/MiFIR on 19 December 2014, where rules and tables were included for bonds, structured finance products, emission allowances and derivatives not covered in this more recent analysis. This CP should be read in conjunction with ESMA’s CP on MiFID II/MiFIR and the related Annex B published on 19 December 2014. This consultation runs until 20 March 2015. ESMA will use the input received to finalise its draft RTS which will be sent for endorsement to the European Commission in mid-2015. MiFID II/ MiFIR and its implementing measures will be applicable from 3 January 2017. | |||
| 26/03/2018 | ESMA35-43-1000 | Additional information on the agreed product intervention measures relating to contracts for differences and binary options | MiFID - Investor Protection | Reference | PDF 202.01 KB |
||||
| 01/10/2013 | 2013/606 DA | Aflønningspolitik og-praksis (MiFID) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 357.25 KB |
||||
| 03/07/2013 | 2013/232 FI | AIMF-direktiivin mukaista hyvää palkka- ja palkkiopolitiikkaa koskevat ohjeet | Guidelines and Technical standards | Guidelines & Recommendations | PDF 728.36 KB |
AIMF-direktiivin mukaista hyvää palkka- ja palkkiopolitiikkaa koskevat ohjeet | |||
| 04/10/2019 | ESMA70-156-1555 | Alignment of MiFIR with the changes introduced by EMIR Refit | MiFID - Secondary Markets, Post Trading | Consultation Paper | PDF 270.97 KB |
||||
| 22/12/2014 | JC/GL/2014/01/IT | Allegato I. Modello per il processo di mappatura del conglomerato finanziario (allegato JC 2014 070) | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 68.26 KB |
||||
| 08/08/2014 | 2014/869 et | Alternatiivsete investeerimisfondide valitsejaid käsitleva direktiivi artikli 3 lõike 3 punkti d ning artikli 24 lõigete 1, 2 ja 4 kohaste aruannetega seotud kohustusi käsitlevad suunised | Guidelines and Technical standards | Guidelines & Recommendations | PDF 713.34 KB |
||||
| 22/12/2014 | JC/GL/2014/01/RO | Anexa I: Formular pentru procesul de mapare aferent conglomeratului financiar (Anexa 2014 070 a | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 66.2 KB |
||||
| 22/12/2014 | JC/GL/2014/01/PT | Anexo I: Modelo para o processo de levantamento do conglomerado financeiro (JC 2014 070 Anexo) | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 68.14 KB |