ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 11/12/2019 | ESMA70-156-1535 | Final Report amending ITS on main indices and recognised exchanges under CRR | MiFID - Secondary Markets | Technical Standards | PDF 736.79 KB |
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| 21/09/2018 | esma70-156-769 | ESMA opinion on MiFID II RTS 1 | MiFID - Secondary Markets | Technical Standards | PDF 645.02 KB |
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| 12/02/2018 | ESMA50-164-1284 | ESA warning on virtual currencies | Joint Committee, MiFID - Investor Protection | Investor Warning | PDF 563.64 KB |
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| 28/02/2017 | ESMA70-872942901-21 - annex | Final Draft RTS on packaged orders | MiFID - Secondary Markets | Technical Standards | PDF 334.25 KB |
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| 09/02/2017 | ESMA70-872942901-3 | Revised ESMA draft MiFID ITS — position reporting of commodity derivatives | MiFID - Secondary Markets | Technical Standards | PDF 184.48 KB |
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| 25/07/2016 | 2016/1166 | Warning about CFDs, binary options and other speculative products | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 149.13 KB |
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| 28/09/2015 | 2015-ESMA-1464 Annex I | 2015-ESMA-1464 Annex I- draft RTS and ITS on MiFID II and MiFIR | MiFID - Secondary Markets | Technical Standards | PDF 2.85 MB |
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| 28/09/2015 | 2015-ESMA-1464 | Final Report- draft RTS and ITS on MIFID II and MiFIR | MiFID - Secondary Markets | Technical Standards | PDF 2.74 MB |
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| 30/06/2015 | 2015/1006 | Final Report on MiFID II-MiFIR draft technical standards on authorisation, passporting, registration of third country firms and cooperation between competent authorities | MiFID - Investor Protection | Technical Standards | PDF 357.16 KB |
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| 19/12/2014 | 2014/1571 | Final Report on draft Implementing Technical Standards on main indices and recognised exchanges under the Capital Requirements Regulation | MiFID - Secondary Markets | Technical Standards | PDF 281.16 KB |
The European Securities and Markets Authority (ESMA) has developed draft Implementing Technical Standards specifying main indices and recognised exchanges as required under Paragraph 8 of Article 197 of Regulation (EU) 575/2013 (Capital Requirements Regulation). These have now been submitted to the European Commission submitted for endorsement of the draft ITS.It has 3 months to make this decision. | |||
| 24/06/2014 | 2014/685 | Draft Regulatory Technical Standards under the CRA3 Regulation | Credit Rating Agencies | Technical Standards | PDF 2.39 MB |
The European Securities and Markets Authority (ESMA) has published its Final Report on draft Regulatory Technical Standards (RTS) required under the Credit Rating Agencies (CRA3) Regulation regarding information on transparency of structured finance instruments, the European Rating Platform and periodic reporting of fees charged by credit rating agencies. The draft RTS, which complement the existing regulatory framework for credit rating agencies (CRAs), cover: • disclosure requirements on structured finance instruments (SFIs); • the European Rating Platform (ERP); and • the periodic reporting on fees charged by CRAs. | |||
| 07/02/2014 | 2014/154 SV | Risker med att investera i komplexa produkter | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 468.78 KB |
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| 07/02/2014 | 2014/154 ES | Riesgos de las inversiones en productos complejos | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 331.22 KB |
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| 07/02/2014 | 2014/154 SL | Tveganja, ki jih prinašajo naložbe v kompleksne produkte | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 564.53 KB |
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| 07/02/2014 | 2014/154 SK | Riziká investovania do komplexných produktov | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 521.64 KB |
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| 07/02/2014 | 2014/154 RO | Riscurile investirii în produse complexe | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 396.83 KB |
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| 07/02/2014 | 2014/154 PT | Os riscos de investir em produtos complexos | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 373 KB |
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| 07/02/2014 | 2014/154 PL | Zagrożenia związane z inwestowaniem w produkty złożone | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 359.91 KB |
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| 07/02/2014 | 2014/154 MT | Ir-riskji li tinvesti fi prodotti kumplessi | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 554.57 KB |
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| 07/02/2014 | 2014/154 LT | Investavimo į sudėtingus produktus rizika | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 590.31 KB |