ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
1999
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X Innovation and Products X CESR Archive X Credit Rating Agencies X Short Selling X Planning reporting budget X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
06/04/2007 3L3 1/02/07 EW "Conflicts of interest in financial services groups" Speech by Eddy Wymeersch Speech PDF
88.45 KB
06/04/2007 3L3 1/02/07 MP "Conflicts of interest in financial services" speech by Michel Prada Speech PDF
29.12 KB
31/01/2007 07-055 "The regulatory regimes in the EU and in the US" by CESR Chairman Arthur Docters van Leeuwen- Delivered by Wim Moeliker Speech PDF
80.2 KB
Delivered in Athens, 17 January 2007
02/08/2006 06-400 11th meeting of the Market Participants Consultative Panel Final Report PDF
69.11 KB
22/12/2006 06-639 12th meeting of the Market Participants Consultative Panel Final Report PDF
69.26 KB
03/08/2007 07-339 13th meeting of the Market Participants Consultative Panel Final Report PDF
68.82 KB
03/08/2007 07-438 14th meeting of the Market Participants Consultative Panel Final Report PDF
69.33 KB
23/05/2008 08-319 16th meeting of the Market Participants Consultative Panel Final Report PDF
81.33 KB
09/02/2009 08-779 17th meeting of the Market Participants Consultative Panel Final Report PDF
80.06 KB
09/02/2009 08-1035 18th meeting of the Market Participants Consultative Panel Final Report PDF
71.45 KB
15/11/2000 Fesco/99-127 1999-2000 Report on the activities of FESCO Annual Report PDF
378.9 KB
02/09/2009 09-339 19th meeting of the Market Participants Consultative Panel Final Report PDF
85.01 KB
18/07/2006 06-259b 2006 report on Supervisory Convergence in the field of Securities Markets Final Report PDF
146.06 KB
08/12/2006 06-627 2007 Work Programme for the Committee of European Securities Regulators Reference PDF
78.79 KB
23/01/2013 2013/87 2013 CRA supervision and policy work plan Reference PDF
114.95 KB
12/02/2014 2014/172 rev 1 2014 Regulatory Work Programme Reference PDF
83.79 KB
01/12/2015 JC/2015/079 2015 list of identified Financial Conglomerates , Reference PDF
146.29 KB
23/02/2015 2014/1200rev 2015 Work Programme Reference PDF
392.74 KB
The European Securities and Markets Authority (ESMA) has published its revised Work Programme for 2015. The revised programme, based on an approved budget of €33,601,402 and 137 Establishment Plan posts following the adoption of the EU Budget, sets out how ESMA intends to achieve its statutory objectives of investor protection and stable and orderly functioning markets through its operational activities of convergence, risk monitoring and analysis, the single rulebook and supervision.
28/09/2015 2015/1469 2015-1469- Investment Firms briefing , Reference PDF
314.38 KB
28/09/2015 2015/1470 2015-1470- Non-financials briefing , Reference PDF
307.12 KB

Pages