ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
14/01/2021 JC 2021 02 Letter to EU Commission on priority issues relating to SFDR application Joint Committee, Sustainable finance Letter PDF
210.03 KB
13/01/2021 ESMA35-43-2509 Reminder to firms of the MiFID II rules on ‘reverse solicitation’ in the context of the recent end of the UK transition period Brexit, MiFID - Investor Protection Statement PDF
151.2 KB
12/01/2021 ESMA70-155-11233 OPINION on position limits on EEX Phelix DE/AT Base Power contracts MiFID - Secondary Markets Opinion PDF
235.51 KB
12/01/2021 ESMA70-155-11230 OPINION on position limits on Phelix DE Base Power contracts MiFID - Secondary Markets Opinion PDF
272.08 KB
08/01/2021 ESMA70-156-177 Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) MiFID - Secondary Markets Compliance table PDF
129.28 KB
08/01/2021 ESMA35-43-1410 Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting MiFID - Investor Protection Reference PDF
256.69 KB
08/01/2021 ESMA22-106-3039 Summary of Conclusions Board of Supervisors conference call- 2 December 2020 Board of Supervisors Summary of Conclusions PDF
137.45 KB
07/01/2021 ESMA22-106-3008 Summary of Conclusions Board of Supervisors conference call- 19 November 2020 Board of Supervisors Summary of Conclusions PDF
179.75 KB
04/01/2021 ESMA70-145-1020 List of national competent authorities that have increased the thresholds for the notification of transactions of persons discharging managerial responsibilities and closely associated persons Market Abuse Reference PDF
211.7 KB
04/01/2021 ESMA70-155-4809 List of trading venues and CCPs benefiting from a transitional exemption from the access provisions under Article 54(2) of MiFIR MiFID - Secondary Markets Reference PDF
87.52 KB
23/12/2020 ESMA43-370-272 CP on Procedural rules for penalties imposed on Benchmark Administrators Benchmarks Consultation Paper PDF
370.26 KB
23/12/2020 ESMA81-393-84 Response form- CP Technical Advice Fines Benchmarks Reference DOCX
753.16 KB
23/12/2020 ESMA70-155-6641 Opinion on the assessment of pre-trade transparency waivers MiFID - Secondary Markets Opinion
22/12/2020 ESMA70-156-300 Public Register for the Trading Obligation for derivatives under MiFIR MiFID - Secondary Markets Reference PDF
172.6 KB
22/12/2020 ESMA70-156-3782 ESMA report on application of AMP 2020 Market Abuse Report PDF
1.38 MB
22/12/2020 ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics MiFID - Investor Protection, Supervisory convergence Q&A PDF
651.6 KB
21/12/2020 ESMA70-156-3537 Annual Report on MAR administrative and criminal sanctions 2020 Market Abuse Report PDF
291.51 KB
18/12/2020 ESMA70-156-4086 Response Form CP on Algorithmic Trading MiFID - Secondary Markets, Trading Reference DOCX
754.86 KB
18/12/2020 ESMA-70-156-2368 MiFID II Consultation Paper on Algorithmic Trading MiFID - Secondary Markets, Trading Consultation Paper PDF
1.64 MB
17/12/2020 ESMA74-362-1016 ESMA publishes draft technical standards under EMIR REFIT Board of Supervisors, Post Trading, Press Releases Press Release PDF
137.36 KB

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