ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
27/06/2022 ESMA80-416-347 ESMA Letter on ESG Ratings Call for Evidence Letter PDF
474.28 KB
23/06/2022 ESMA70-156-350 Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II , Compliance table PDF
188.98 KB
23/06/2022 ESMA70-156-177 Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) Compliance table PDF
210.23 KB
23/06/2022 ESMA70-145-114 Q&A on the Benchmarks Regulation (BMR) , Q&A PDF
568.37 KB
22/06/2022 ESMA63-53-5306 Annual list of contractors- 2021 Reference PDF
204.27 KB
21/06/2022 ESMA70-156-1411 Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE Compliance table PDF
151.06 KB
17/06/2022 ESMA42-112-377 List of extra-judicial mechanisms for consumers complaints (Art. 75 MiFID II) Reference PDF
272.27 KB
09/06/2022 ESMA24-442-86 Verena Ross Speech at ICMA AGM, 9 June 2022 , , Speech PDF
154.69 KB

Greening the financial markets challenges and opportunities at the current juncture

09/06/2022 ESMA 50-165-2153 ESMA Trends, Risks and Vulnerabilities report- Risk update Report PDF
340.8 KB
07/06/2022 ESMA35-42-1305 ESCPR- Miscellaneous reporting to ESMA , Reference PDF
378.96 KB
07/06/2022 ESMA81-393-477 Compliance table on Guidelines on methodology oversight function and record keeping requirements , Compliance table PDF
195.01 KB
02/06/2022 ESMA70-155-3832 List of trading venues benefiting from a transitional exemption from the access provisions under Article 36(5) of MiFIR Reference PDF
92.55 KB
02/06/2022 JC 2022 23 Clarifications on the ESAs' draft RTS under SFDR , Statement PDF
306.38 KB
01/06/2022 ESMA70-445-442 Verena Ross FESE Convention Speech, 1 June 2022 , , Speech PDF
217.79 KB
01/06/2022 ESA 2022 23 Joint ESA report on the withdrawal of authorisation for serious breaches of AML/CFT rules Report PDF
776.21 KB
01/06/2022 ESMA50-164-6024 EFIF Summary of the May 2022 meeting Summary of Conclusions PDF
120.97 KB
01/06/2022 Joint Committee Innovation Facilitators in the EU Reference PDF
370.93 KB
31/05/2022 ESMA35-43-2517 Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) , Compliance table PDF
141.13 KB
31/05/2022 ESMA34-45-1427 Supervisory briefing- Sustainability risks and disclosures in the area of investment management , Reference PDF
312.39 KB
25/05/2022 Joint Committee SFDR Q&As Questions related to Regulation (EU) 2019/2088 on SFDR , Q&A PDF
794.9 KB

Pages