ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
135
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Management Board filter Management Board
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Speeches filter Speeches
- CESR Archive (86) Apply CESR Archive filter
- Post Trading (76) Apply Post Trading filter
- Corporate Information (72) Apply Corporate Information filter
- Board of Supervisors (59) Apply Board of Supervisors filter
- Securities and Markets Stakeholder Group (41) Apply Securities and Markets Stakeholder Group filter
- Fund Management (39) Apply Fund Management filter
- Warnings and publications for investors (38) Apply Warnings and publications for investors filter
- International cooperation (35) Apply International cooperation filter
- Planning reporting budget (35) Apply Planning reporting budget filter
- Corporate Disclosure (31) Apply Corporate Disclosure filter
- Risk Analysis & Economics - Markets Infrastructure Investors (31) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Credit Rating Agencies (28) Apply Credit Rating Agencies filter
- Securitisation (26) Apply Securitisation filter
- Joint Committee (25) Apply Joint Committee filter
- Innovation and Products (15) Apply Innovation and Products filter
- Market Integrity (15) Apply Market Integrity filter
- Market Abuse (14) Apply Market Abuse filter
- Procurement (13) Apply Procurement filter
- Careers (12) Apply Careers filter
- European Single Electronic Format (12) Apply European Single Electronic Format filter
- IFRS Supervisory Convergence (11) Apply IFRS Supervisory Convergence filter
- Guidelines and Technical standards (10) Apply Guidelines and Technical standards filter
- Supervisory convergence (10) Apply Supervisory convergence filter
- Transparency (10) Apply Transparency filter
- Short Selling (9) Apply Short Selling filter
- Prospectus (8) Apply Prospectus filter
- Benchmarks (7) Apply Benchmarks filter
- Corporate Finance (7) Apply Corporate Finance filter
- Securities Financing Transactions (5) Apply Securities Financing Transactions filter
- Trade Repositories (5) Apply Trade Repositories filter
- Press Releases (4) Apply Press Releases filter
- Board of Appeal (3) Apply Board of Appeal filter
- ITMG (3) Apply ITMG filter
- MiFID II: Transparency Calculations and DVC (3) Apply MiFID II: Transparency Calculations and DVC filter
- Corporate Governance (2) Apply Corporate Governance filter
- IAS Regulation (2) Apply IAS Regulation filter
- Sustainable finance (2) Apply Sustainable finance filter
- Audit (1) Apply Audit filter
- Brexit (1) Apply Brexit filter
- Trading (1) Apply Trading filter
- Vacancies (1) Apply Vacancies filter
Type of document
- (-) Remove Reference filter Reference
- Speech (132) Apply Speech filter
- Opinion (107) Apply Opinion filter
- Guidelines & Recommendations (86) Apply Guidelines & Recommendations filter
- Press Release (65) Apply Press Release filter
- Consultation Paper (37) Apply Consultation Paper filter
- Summary of Conclusions (28) Apply Summary of Conclusions filter
- Investor Warning (26) Apply Investor Warning filter
- Letter (26) Apply Letter filter
- Statement (26) Apply Statement filter
- Final Report (23) Apply Final Report filter
- Decision (15) Apply Decision filter
- Compliance table (14) Apply Compliance table filter
- Q&A (10) Apply Q&A filter
- Report (10) Apply Report filter
- Technical Standards (7) Apply Technical Standards filter
- Annual Report (3) Apply Annual Report filter
- Vacancy (2) Apply Vacancy filter
- Technical Advice (1) Apply Technical Advice filter
Your filters Reset all filters
| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 01/12/2015 | JC/2015/079 | 2015 list of identified Financial Conglomerates | Joint Committee, MiFID - Investor Protection | Reference | PDF 146.29 KB |
||||
| 01/10/2014 | 2014/1200 | 2015 Work Programme | Corporate Information, Management Board, Board of Supervisors | Reference | PDF 500.54 KB |
The European Securities and Markets Authority (ESMA) has published its Work Programme for 2015. The programme sets out how ESMA intends to achieve its statutory objectives of investor protection and stable and orderly functioning markets through its operational activities of convergence, risk monitoring and analysis, the single rulebook and supervision. The projected work programme is based on a budget of €38,639,000 and a staff base of 202 people as per the budget approved by ESMA’s Board of Supervisors on 6 February 2014 and subsequently submitted to the EU institutions. At the time of drafting, the budget prepared by the European Commission and sent to the EU Council and Parliament for ESMA in 2015 is for €33,627,920 and 186 people. In order to prepare for the eventuality that ESMA will receive fewer posts than planned for in the work programme, Annex 5 contains a list of the areas of work that ESMA would be unable to accomplish in 2015 with reduced resources. | |||
| 28/09/2015 | 2015/1469 | 2015-1469- Investment Firms briefing | MiFID - Secondary Markets, Press Releases | Reference | PDF 314.38 KB |
||||
| 28/09/2015 | 2015/1470 | 2015-1470- Non-financials briefing | MiFID - Secondary Markets, Press Releases | Reference | PDF 307.12 KB |
||||
| 09/02/2016 | 2016/272AF | 2016_mdsc_cwg_application_form | MiFID - Secondary Markets | Reference | DOCX 40.48 KB |
||||
| 07/02/2018 | ESMA20-95-823 | 2018 Regulatory Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Reference | PDF 251.91 KB |
||||
| 01/10/2019 | ESMA20-95-1132 | 2020 Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Reference | PDF 543.97 KB |
||||
| 26/03/2018 | ESMA35-43-1000 | Additional information on the agreed product intervention measures relating to contracts for differences and binary options | MiFID - Investor Protection | Reference | PDF 202.01 KB |
||||
| 02/10/2017 | ESMA71-99-608 | Annex (Template for the Assessment of Collective Suitability) | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 72.7 KB |
||||
| 31/10/2016 | 2016/1529 ANNEX | Annex I- Template for the assessment of collective suitability | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 54.43 KB |
||||
| 23/12/2015 | 2015/1911 | Annex III- Draft ISO 20022 message specification | MiFID - Secondary Markets | Reference | ZIP 1.13 MB |
||||
| 23/09/2016 | 2016/1392 | Annex to ECON Hearing Statement by Steven Maijoor, ESMA Chair | Speeches | Reference | PDF 438.02 KB |
The Annex contains key facts and figures about ESMA's activity over the last 12 months. |
|||
| 19/12/2014 | 2014/1569 Annex | Annex to Technical Advice on MiFID II and MiFIR- investor protection topics | MiFID - Investor Protection | Reference | PDF 962.39 KB |
||||
| 14/09/2015 | 2015/1381 | Annex to the Statement by Steven Maijoor ESAs Joint Committee- ECON Hearing 14 September 2015 | Speeches, Joint Committee | Reference | PDF 253.1 KB |
||||
| 18/07/2016 | 2016/1139 APPLICATION FORM | Application form for CDTF CWG | MiFID - Secondary Markets | Reference | DOCX 35.9 KB |
||||
| 04/07/2016 | 2016/1068 APPLICATION FORM | Application form for SMSC CWG | MiFID - Secondary Markets | Reference | DOCX 35.75 KB |
||||
| 27/03/2019 | ESMA35-43-1862 | BO Renewal Decision 3 Notice | MiFID - Investor Protection | Reference | PDF 83.42 KB |
bgendadeelenenhrhuitenlvmtplroslsvnlptfiskes | |||
| 16/01/2017 | ESMA00-6-265 | Briefing note on MiFID II technical data reporting requirements | MiFID - Secondary Markets | Reference | PDF 146.74 KB |
||||
| 09/11/2018 | ESMA70-156-785 | Call for evidence periodic auctions for equity instruments | MiFID - Secondary Markets | Reference | PDF 537.4 KB |
||||
| 24/05/2019 | ESMA70-156-1101 | Call for evidence Position limits | MiFID - Secondary Markets | Reference | PDF 314.72 KB |