ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
892
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X Speeches X Warnings and publications for investors X Board of Supervisors X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
29/06/2010 IASC 23/06/10 Restoy "Accounting: Convergence, Governance and Regulation"- Speech given by Fernando Restoy at the IFRS Conference organised by the IASC Foundation Speech PDF
83.04 KB
Check against delivery
27/03/2013 2013/428 "EMIR: A Fair Price for Safety and Transparency"- speech by Steven Maijoor, ESMA Chair, at the EMIR conference in the Hague Speech PDF
113.31 KB
11/03/2013 2013/279 "Regulation of systemically important financial institutions and of the shadow banking system"- speech by Steven Maijoor, Chair, at the CDU/CSU congress in Berlin , Speech PDF
102.94 KB
06/07/2011 2011/203 "The European Fund Industry Paradigm: Combining Long Term Investment Horizons and Risk Profiles" Opening speech by Steven Maijoor, Chair of ESMA, at the Paris EUROPLACE Financial Forum- 6 July 2011 Speech PDF
35.65 KB
12/07/2011 ESMA/2011/11/07 "The new European Supervisory Markets Authority: helping enhance the resilience of financial markets"- speech by Michel Barnier, EU Commissioner, at the ESMA inauguration Speech PDF
43.2 KB
01/12/2015 JC/2015/079 2015 list of identified Financial Conglomerates , Reference PDF
146.29 KB
01/10/2014 2014/1200 2015 Work Programme , , Reference PDF
500.54 KB
The European Securities and Markets Authority (ESMA) has published its Work Programme for 2015. The programme sets out how ESMA intends to achieve its statutory objectives of investor protection and stable and orderly functioning markets through its operational activities of convergence, risk monitoring and analysis, the single rulebook and supervision. The projected work programme is based on a budget of €38,639,000 and a staff base of 202 people as per the budget approved by ESMA’s Board of Supervisors on 6 February 2014 and subsequently submitted to the EU institutions. At the time of drafting, the budget prepared by the European Commission and sent to the EU Council and Parliament for ESMA in 2015 is for €33,627,920 and 186 people. In order to prepare for the eventuality that ESMA will receive fewer posts than planned for in the work programme, Annex 5 contains a list of the areas of work that ESMA would be unable to accomplish in 2015 with reduced resources.
28/09/2015 2015/1469 2015-1469- Investment Firms briefing , Reference PDF
314.38 KB
28/09/2015 2015/1470 2015-1470- Non-financials briefing , Reference PDF
307.12 KB
28/09/2015 2015-ESMA-1464 Annex I 2015-ESMA-1464 Annex I- draft RTS and ITS on MiFID II and MiFIR Technical Standards PDF
2.85 MB
19/12/2016 2016/1673 2016-1673 Q&A on MiFID II commodity derivatives topics Q&A PDF
338.93 KB
09/02/2016 2016/272AF 2016_mdsc_cwg_application_form Reference DOCX
40.48 KB
27/01/2017 ESMA20-839860843-411 2017 Regulatory Work Programme , Reference PDF
80.05 KB
07/02/2018 ESMA20-95-823 2018 Regulatory Work Programme , , , Reference PDF
251.91 KB
01/12/2017 ESMA22-106-484 2018 SMSG application form , Reference DOCX
39.24 KB
04/02/2019 ESMA20-95-1105 2019 Regulatory Work Programme , , Report PDF
308.68 KB
03/10/2018 ESMA20-95-933 2019 Work Programme , , Reference PDF
470.98 KB
01/10/2019 ESMA20-95-1132 2020 Work Programme , , , Reference PDF
543.97 KB
23/05/2008 08-003 Finnish A Consumer's guide to MiFID- Investing in Financial products- Finnish translation Reference PDF
1 MB
01/09/2008 08-003 Icelandic A Consumer's guide to MiFID- Investing in Financial products- Icelandic translation Reference PDF
554.96 KB

Pages