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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
25/02/2021 ESMA70-155-11890 Statement CumEx CumCum scandal- Fabrizio Planta Market Abuse, Market Integrity, Speeches, Trading Speech PDF
132.57 KB
24/02/2021 ESMA70-156-3926 Annual Report 2020 Non-equity Waivers and Deferrals MiFID - Secondary Markets Annual Report PDF
2.44 MB
23/02/2021 ESMA22-105-1307 Introductory statement on GameStop share trading- Steven Maijoor Market Integrity, MiFID - Investor Protection Statement PDF
96.93 KB
19/02/2021 Overview recruitments Overview recruitments- Updated February 2021 Careers, Vacancies Reference PDF
214.99 KB
17/02/2021 ESMA70-155-11809 Episodes of very high volatility in trading of certain stocks Market Integrity, MiFID - Investor Protection Statement PDF
107.47 KB
11/02/2021 ESMA22-106-3123 Summary of conclusions SMSG 17 December 2020 Securities and Markets Stakeholder Group Summary of Conclusions PDF
103.5 KB
10/02/2021 ESMA34-45-1128 Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs Fund Management, Guidelines and Technical standards, Supervisory convergence Compliance table PDF
222.38 KB
05/02/2021 ESMA71-102-173 ESMA Q&As- list of questions currently under development Supervisory convergence Reference XLSX
116.38 KB
04/02/2021 ESMA22-106-3107 Summary of Conclusions Board of supervisors-SMSG- 17 December 2020 Board of Supervisors, Securities and Markets Stakeholder Group Summary of Conclusions PDF
119.06 KB
03/02/2021 ESMA70-155-11512 OPINION on position limits on ICE Endex NCG natural gas contracts MiFID - Secondary Markets Opinion PDF
256.62 KB
02/02/2021 ESMA70-156-2401 Annual Report 2020- Equity Waivers and Deferrals MiFID - Secondary Markets Report PDF
1.09 MB
29/01/2021 ESMA35-36-2159 CP on Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements MiFID - Investor Protection Consultation Paper PDF
454.65 KB
29/01/2021 ESMA32-61-438 ESMA response to EFRAG DEA IFRS 17 Corporate Finance, IFRS Supervisory Convergence Reference PDF
162.79 KB
28/01/2021 ESMA71-99-1544 ESMA appoints new IPISC and CNS Chairs Board of Supervisors, Corporate Information, MiFID - Investor Protection, Sustainable finance Statement PDF
87.3 KB
28/01/2021 ESMA71-99-1544 ESMA appoints new IPISC and CSN chairs Board of Supervisors, Corporate Information, MiFID - Investor Protection, Sustainable finance Statement
27/01/2021 ESMA35-43-2507 Report to the EU institutions Article 52 MiFIR MiFID - Investor Protection Report PDF
354.1 KB
25/01/2021 ESMA70-154-2275 Call for expression of interest- CDTF CWG renewal 2021 MiFID - Secondary Markets Reference PDF
170.36 KB
13/01/2021 ESMA35-43-2509 Reminder to firms of the MiFID II rules on ‘reverse solicitation’ in the context of the recent end of the UK transition period Brexit, MiFID - Investor Protection Statement PDF
151.2 KB
12/01/2021 ESMA70-155-11233 OPINION on position limits on EEX Phelix DE/AT Base Power contracts MiFID - Secondary Markets Opinion PDF
235.51 KB
12/01/2021 ESMA70-155-11230 OPINION on position limits on Phelix DE Base Power contracts MiFID - Secondary Markets Opinion PDF
272.08 KB

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