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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
15/01/2021 BoA D 2021 01 Board of Appeal of the ESAs- Decision on Howeverton vs EBA Board of Appeal Decision PDF
540.91 KB
13/01/2021 ESMA35-43-2509 Reminder to firms of the MiFID II rules on ‘reverse solicitation’ in the context of the recent end of the UK transition period Brexit, MiFID - Investor Protection Statement PDF
151.2 KB
11/01/2021 BoA D 2020 03 ESAs BoA Decision on Scope Ratings v ESMA Board of Appeal Decision PDF
437.6 KB
08/01/2021 ESMA35-43-1410 Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting MiFID - Investor Protection Reference PDF
256.69 KB
08/01/2021 ESMA22-106-2952 Summary of Conclusions Management Board Meeting 13 October 2020 Management Board Summary of Conclusions PDF
97.46 KB
05/01/2021 ESMA40-134-2458 Conflict of interests and ethics policy- ESMA staff Careers, Corporate Information Reference PDF
6.72 MB
04/01/2021 ESMA70-145-1020 List of national competent authorities that have increased the thresholds for the notification of transactions of persons discharging managerial responsibilities and closely associated persons Market Abuse Reference PDF
211.7 KB
22/12/2020 ESMA70-156-3782 ESMA report on application of AMP 2020 Market Abuse Report PDF
1.38 MB
22/12/2020 ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics MiFID - Investor Protection, Supervisory convergence Q&A PDF
651.6 KB
21/12/2020 ESMA70-156-3537 Annual Report on MAR administrative and criminal sanctions 2020 Market Abuse Report PDF
291.51 KB
17/12/2020 ESMA71-99-1493 New SCSC Chair December 2020 Board of Supervisors, Corporate Information, Press Releases, Supervisory convergence Statement PDF
86.75 KB
16/12/2020 ESMA42-646012687-331 ESMA Guidelines Corporate Information, Guidelines and Technical standards Reference XLSX
64.38 KB
14/12/2020 ESMA20-92-117 ESMA Staff Stakeholder contacts in the Third Quarter 2020 Corporate Information Reference PDF
84.79 KB
02/12/2020 ESMA22-103-1194 Keynote address – CMU and current challenges- Verena Ross, International Investors Conference Frankfurt COVID-19, MiFID - Investor Protection, MiFID - Secondary Markets, Speeches, Supervisory convergence Speech PDF
155.85 KB
26/11/2020 ESMA71-99-1442 Press_Release_ESMA Chair Candidates Shortlist Board of Supervisors, Corporate Information, Press Releases Press Release PDF
109.44 KB
09/11/2020 ESMA22-106-2883 Summary of Conclusions Management Board meeting 17 September 2020 Management Board Summary of Conclusions PDF
124.02 KB
04/11/2020 BoA D 2020 02 Board of Appeal of the ESAs- Decision on Howerton vs EIOPA Board of Appeal Decision PDF
85.83 KB
29/10/2020 ESMA70-156-3581 Final Report on SME GMs RTS-ITS under MAR Market Abuse, Market Integrity Final Report PDF
691.32 KB
23/10/2020 ESMA31-62-1193 List of prospectus thresholds Corporate Disclosure, Corporate Finance, Prospectus Reference PDF
220.58 KB
21/10/2020 ESMA71-99-1421 Retail investors and asset management are the pillars of a successful Capital Markets Union Fund Management, MiFID - Investor Protection, Speeches Speech PDF
170.21 KB

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