ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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MiFID - Investor Protection X Brexit X Corporate Finance X Warnings and publications for investors X Innovation and Products X CESR Archive X Securitisation X Joint Committee X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 24/08/2007 | VDP | VDP response | CESR Archive | Reference | PDF 129.3 KB |
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| 15/02/2005 | US Equivalence | USA reponse to questionnaire on GAAP Equivalence | CESR Archive | Final Report | PDF 838.27 KB |
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| 22/03/2005 | US Enforcement | USA response to CESR survey on Enforcement Mechanisms | CESR Archive | Final Report | PDF 3.83 MB |
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| 24/08/2007 | SP | S&P response | CESR Archive | Reference | PDF 587 KB |
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| 02/07/2020 | SG34-45-937 slides | Public hearing on ESG disclosures CP 2 July 2020- Slides | Joint Committee, Sustainable finance | Reference | PDF 297.72 KB |
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| 30/06/2020 | SG34-45-937 | Public hearing on ESG disclosures CP 2 July 2020- Agenda | Joint Committee, Sustainable finance | Reference | PDF 122.98 KB |
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| 23/03/2001 | ResolutionStockholm | Stockholm Resolution | CESR Archive | Reference | PDF 18.53 KB |
Resolution of the European Council on more effective securities market regulation in the European Union Stockholm, 23 March 2001 | |||
| 18/05/2017 | pkaspeech | Speech by Patrick Armstrong on The Adoption of RegTech within the Financial Services Industry | Innovation and Products | Speech | PDF 255.17 KB |
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| 24/08/2007 | NVB-CRA | NVB response | CESR Archive | Reference | PDF 35.34 KB |
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| 24/08/2007 | MIS | Moody's response | CESR Archive | Reference | PDF 322.82 KB |
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| 13/10/2010 | MiFID Review Compiled Version 2nd set | CESR second set of Technical Advice to the European Commission in the Context of the MiFID Review and Responses to the European Commission Request for Additional Information | CESR Archive | Final Report | PDF 705.33 KB |
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| 29/07/2010 | MiFID Review Compiled Version | CESR Technical Advice to the European Commission in the Context of the MiFID Review and Responses to the European Commission Request for Additional Information | CESR Archive | Final Report | PDF 1.13 MB |
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| 11/04/2007 | McCreevy 05/03/07 | Letter from Charlie McCreevy, Commissioner for the Internal Market, regarding standard forms for the notification of holdings of voting rights | CESR Archive | Letter | PDF 87.08 KB |
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| 13/04/2010 | MARKT G3/SH/cr Ares (2009) | Commission request for additional information from CESR in relation to the review of MiFID | CESR Archive | Reference | PDF 79.6 KB |
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| 24/08/2007 | M&G-CRA | M&G response | CESR Archive | Reference | PDF 49.36 KB |
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| 15/02/2001 | Lamfalussy Report | Lamfalussy Report | CESR Archive | Reference | PDF 398.94 KB |
The final report by the Committee of Wise Men establishing CESR | |||
| 24/08/2007 | JP MORGAN-CRA | JP MORGAN response | CESR Archive | Reference | PDF 746.57 KB |
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| 21/03/2017 | JC1 | Statement- ESAs welcome European Commission’s public consultation on their operation | Joint Committee | Statement | PDF 206.55 KB |
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| 02/08/2012 | JC/P/2012/01 | ESAs supervisory protocol on anti-money laundering of payment institutions | Joint Committee | Reference | PDF 606.88 KB |
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| 18/02/2015 | JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 280.37 KB |
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors. |