ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
48
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Trading X Securities and Markets Stakeholder Group X IAS Regulation X Market Abuse X Short Selling X Technical Advice X Annual Report X Summary of Conclusions X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
20/04/2012 2012/236 ESMA's Technical Advice on possible delegated acts of the short-selling and certain aspects of CDS Short Selling, Market Integrity Technical Advice PDF
509.39 KB
03/06/2013 2013-614 ESMA’s technical advice on short selling regulation Short Selling Technical Advice PDF
2.3 MB		 Final Report 2013/614 ESMA‘s technical advice on the evaluation of the Regulation (EU) 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps
03/02/2015 2015/224 ESMA’s technical advice on possible delegated acts concerning the Market Abuse Regulation Market Abuse Technical Advice PDF
1021.03 KB		 This advice:•    specifies the MAR market manipulation indicators, by providing examples of practices that may constitute market manipulation as well as proposing “additional” indicators of market manipulation; •    recommends to set the minimum thresholds that exempt certain market participants in the emission allowance market from publicly disclosing inside information at six million tonnes of CO2eq per year and at 2,430 MW rated thermal input;•    suggests the way to determine to which regulator delays in disclosure of inside information needs to be notified.  •    provides clarifications on the enhanced disclosure of managers’ transactions. - ESMA recommends disclosing  any acquisition, disposal, subscription or exchange of financial instruments of the relevant issuer or related financial instruments carried out by managers,, further illustrated through a non-exhaustive list of types of transactions subject to this obligation.  . ESMA also clarifies the transactions that can be allowed by the issuer during a closed period when normally managers are prohibited to trade; and•    proposes procedures and arrangements to ensure sound whistleblowing infrastructures – i.e. EU national regulators should allow the receipt of reports of infringements, including appropriate communication channels and guarantee the protection of reporting and reported persons, with respect to their identity and their personal data. Next steps ESMA has sent its technical advice to the European Commission for its consideration in drafting its implementing standards regarding MAR. ESMA’s regulatory technical standards regarding MAR will be delivered in July 2015.
30/10/2015 2015/SMSG/021 SoC Joint meeting SMSG-BoS Securities and Markets Stakeholder Group Summary of Conclusions PDF
114.29 KB
30/10/2015 2015/SMSG/022 SoC August 2015 Securities and Markets Stakeholder Group Summary of Conclusions PDF
196.51 KB
30/10/2015 2015/SMSG/030 SoC SMSG September Securities and Markets Stakeholder Group Summary of Conclusions PDF
164.91 KB
18/02/2016 2016/SMG/005 Summary of Conclusions Joint meeting 11/12/2015 Securities and Markets Stakeholder Group Summary of Conclusions PDF
159.42 KB
18/02/2016 2016/SMSG/004 Summary of Conclusions SMSG meeting 11/12/2015 Securities and Markets Stakeholder Group Summary of Conclusions PDF
141.56 KB
31/03/2016 2016/SMSG/004 Summary of Conclusions SMSG meeting 03/02/2016 Securities and Markets Stakeholder Group Summary of Conclusions PDF
208.58 KB
11/05/2016 2016/SMSG/012 Summary of Conclusions SMSG meeting 05/04/2016 Securities and Markets Stakeholder Group Summary of Conclusions PDF
200.68 KB
01/07/2016 2016/SMSG/015 Summary of Conclusions Joint BoS SMSG meeting 26 May 2016 Securities and Markets Stakeholder Group Summary of Conclusions PDF
231.88 KB
01/07/2016 2016/SMSG/016 Summary of Conclusions SMSG meeting 26-27 May 2016 Securities and Markets Stakeholder Group Summary of Conclusions PDF
210.12 KB
14/11/2016 2016/SMSG/018 Summary of Conclusions SMSG meeting 21 September 2016 Securities and Markets Stakeholder Group Summary of Conclusions PDF
204.87 KB
17/03/2017 ESMA 22-106-143 Summary of conclusions- SMSG meeting 9 February 2017 Securities and Markets Stakeholder Group Summary of Conclusions PDF
203.3 KB
24/02/2022 ESMA 22-106-3766 Summary of Conclusions SMSG- 18 November 2021 Securities and Markets Stakeholder Group Summary of Conclusions PDF
151.54 KB
25/05/2018 ESMA22-106-1019 Summary of Conclusions SMSG meeting 12 April 2018 Securities and Markets Stakeholder Group Summary of Conclusions PDF
208.57 KB
27/08/2018 ESMA22-106-1098 Summary of conclusions- BoS and SMSG meeting 24 May 2018 Securities and Markets Stakeholder Group Summary of Conclusions PDF
212.42 KB
27/08/2018 ESMA22-106-1137 Summary of conclusions- SMSG meeting 25 May 2018 Securities and Markets Stakeholder Group Summary of Conclusions PDF
205.06 KB
03/01/2019 ESMA22-106-1605 Summary of Conclusions BoS and SMSG meeting 8 November 2018 Securities and Markets Stakeholder Group Summary of Conclusions PDF
255.71 KB
03/01/2019 ESMA22-106-1606 Summary of Conclusions SMSG meeting 8-9 November 2018 Securities and Markets Stakeholder Group Summary of Conclusions PDF
186.81 KB

Pages