ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
82
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove COVID-19 filter COVID-19
- (-) Remove Securitisation filter Securitisation
- (-) Remove Corporate Governance filter Corporate Governance
- MiFID - Secondary Markets (103) Apply MiFID - Secondary Markets filter
- Board of Supervisors (94) Apply Board of Supervisors filter
- MiFID - Investor Protection (86) Apply MiFID - Investor Protection filter
- Post Trading (67) Apply Post Trading filter
- Securities and Markets Stakeholder Group (54) Apply Securities and Markets Stakeholder Group filter
- Fund Management (51) Apply Fund Management filter
- Management Board (50) Apply Management Board filter
- Risk Analysis & Economics - Markets Infrastructure Investors (48) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Guidelines and Technical standards (46) Apply Guidelines and Technical standards filter
- Market Integrity (41) Apply Market Integrity filter
- Short Selling (36) Apply Short Selling filter
- Corporate Disclosure (24) Apply Corporate Disclosure filter
- IFRS Supervisory Convergence (24) Apply IFRS Supervisory Convergence filter
- Credit Rating Agencies (22) Apply Credit Rating Agencies filter
- Innovation and Products (19) Apply Innovation and Products filter
- Market Abuse (17) Apply Market Abuse filter
- Prospectus (15) Apply Prospectus filter
- Corporate Information (12) Apply Corporate Information filter
- Benchmarks (9) Apply Benchmarks filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Market data (7) Apply Market data filter
- Sustainable finance (7) Apply Sustainable finance filter
- CCP Directorate (6) Apply CCP Directorate filter
- Trade Repositories (5) Apply Trade Repositories filter
- Brexit (4) Apply Brexit filter
- IAS Regulation (3) Apply IAS Regulation filter
- Press Releases (3) Apply Press Releases filter
- Corporate Finance (2) Apply Corporate Finance filter
- Trading (2) Apply Trading filter
- Transparency (2) Apply Transparency filter
- CESR Archive (1) Apply CESR Archive filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Report filter Report
- (-) Remove Opinion filter Opinion
- (-) Remove Summary of Conclusions filter Summary of Conclusions
- (-) Remove Compliance table filter Compliance table
- (-) Remove Technical Advice filter Technical Advice
- Reference (170) Apply Reference filter
- Guidelines & Recommendations (82) Apply Guidelines & Recommendations filter
- Press Release (68) Apply Press Release filter
- Final Report (61) Apply Final Report filter
- Statement (41) Apply Statement filter
- Consultation Paper (40) Apply Consultation Paper filter
- Letter (30) Apply Letter filter
- Q&A (16) Apply Q&A filter
- Speech (16) Apply Speech filter
- Decision (12) Apply Decision filter
- Annual Report (4) Apply Annual Report filter
- SMSG Advice (3) Apply SMSG Advice filter
- Investor Warning (2) Apply Investor Warning filter
- Technical Standards (2) Apply Technical Standards filter
- CESR Document (1) Apply CESR Document filter
Your filters
Corporate Governance X International cooperation X Joint Committee X Securitisation X Supervisory convergence X COVID-19 X Opinion X Compliance table X Technical Advice X Summary of Conclusions X Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 01/04/2020 | ESMA70-156-2287 | Technical Advice to the European Commission on weekly position reports under MiFID II | MiFID - Secondary Markets, Supervisory convergence | Technical Advice | PDF 231.84 KB |
||||
| 09/12/2019 | ESMA70-151-2820 | Supervisory measures and Penalties under Articles 4, 9, 10 and 11 of EMIR | Post Trading, Supervisory convergence | Report | PDF 819.71 KB |
||||
| 07/02/2018 | ESMA42-114-540 | Supervisory Convergence Work Programme 2018 | Supervisory convergence | Report | PDF 611.01 KB |
||||
| 03/06/2019 | ESMA70-156-835 | Supervisory Briefing PreTradeTransparency Non-Equity Instruments | MiFID - Secondary Markets, Supervisory convergence | Report | PDF 148.65 KB |
||||
| 04/06/2020 | ESMA34-39-1042 | Supervisory briefing on the supervision of costs in UCITS and AIFs | Fund Management, Supervisory convergence | Report | PDF 162.41 KB |
||||
| 28/05/2021 | ESMA81-393-98 | Supervisory Briefing on Benchmark administrators’ presence in their Member States of location and outsourcing | Benchmarks, Supervisory convergence | Report | PDF 200.21 KB |
||||
| 20/12/2019 | ESMA32-334-150 | Report On the use of Alternative Performance Measures and on the compliance with ESMA’s APM Guidelines | Corporate Disclosure, Supervisory convergence | Report | PDF 800.36 KB |
||||
| 18/10/2021 | ESMA42-110-3265 | Report on the independence of National Competent Authorities | Supervisory convergence | Report | PDF 458.92 KB |
||||
| 05/04/2017 | ESMA31-54-435 | Report on shareholder identification and communication systems | Corporate Finance, Corporate Governance | Report | PDF 1.09 MB |
||||
| 10/11/2020 | ESMA70-156-3351 | Report on PTRR services with regards to the clearing obligation | Post Trading, Supervisory convergence | Report | PDF 2.03 MB |
||||
| 10/03/2022 | ESMA42-111-5534 | Peer review report on cross border activities investment firms | Supervisory convergence | Report | PDF 802.07 KB |
||||
| 05/01/2016 | 2015/1791 | Peer Review Report Compliance with SSR as regards Market Making activities | Supervisory convergence | Report | PDF 615.09 KB |
||||
| 15/07/2020 | ESMA42-111-4128 | PEER REVIEW ON GUIDELINES ON ENFORCEMENT OF FINANCIAL INFORMATION- Country report DE | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Report | PDF 285.02 KB |
||||
| 18/07/2017 | ESMA42-111-4138 | Peer Review on Guidelines on Enforcement of Financial Information | IFRS Supervisory Convergence, Supervisory convergence | Report | PDF 1.86 MB |
||||
| 13/07/2017 | ESMA70-154-270 | Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union | Brexit, MiFID - Secondary Markets, Supervisory convergence | Opinion | PDF 181.69 KB |
||||
| 13/07/2017 | ESMA35-45-344 | Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union | Brexit, Fund Management, Supervisory convergence | Opinion | PDF 246.6 KB |
||||
| 13/07/2017 | ESMA35-43-762 | Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union | Brexit, MiFID - Investor Protection, Supervisory convergence | Opinion | PDF 236.23 KB |
||||
| 19/03/2020 | ESMA70-155-9587 | Opinion on HCMC emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 260.22 KB |
||||
| 15/04/2020 | ESMA70-155-9853 | Opinion on HCMC emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 308.38 KB |
||||
| 19/03/2020 | ESMA70-155-9590 | Opinion on FSMA emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 260.27 KB |