ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 28/05/2014 | 2014/576 | Voting Procedures for CCP colleges under EMIR | Post Trading | Opinion | PDF 94.15 KB |
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| 09/03/2015 | 2015/511 | Revised opinion on draft RTS on the clearing obligation on interest rate swaps | Post Trading | Opinion | PDF 336.52 KB |
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| 15/03/2013 | 2013/312 | Regulatory technical standards on colleges for central counterparties supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 | Post Trading | Opinion | PDF 151.67 KB |
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| 01/08/2013 | 2013/1072 | Practical arrangements for the late transposition of the AIFMD | Fund Management | Opinion | PDF 93.1 KB |
The European Securities and Markets Authority (ESMA) has published an Opinion on arrangements for the late imposition of the AIFMD. The scope of the opinion is confined to the provision of collective portfolio management services. Arrangements before implementation of the Directive in all Member States Notification of marketing of EU AIFs when the host MS of the AIFM has not transposed the Directive (Articles 31 and 32 of the Directive) ESMA believes that, if the Directive has been transposed in the home MS of the AIFM, the competent authority of the host MS of the AIFM (Article 32) or home MS of the AIFM (Article 31) may not refuse a valid notification under the Directive on the ground that the Directive has not yet been transposed in the host MS. This applies irrespective of whether the marketing is done using the freedom to provide services or by means of a branch. Management passport (Article 33 of the Directive) ESMA believes that AIFMs established in a MS that has transposed the Directive should be able to manage an EU AIF via the management passport, both using the freedom to provide services or by means of a branch, in a MS where the Directive has not been transposed, irrespective of the provisions currently in place in such jurisdiction since the relevant provisions of the Directive are of a self-executing nature, and provided the AIFM is authorised to manage that type of AIF in accordance with Article 33(1) of the AIFMD. Any local restrictions on AIFMs that are not in accordance with the AIFMD will need to be disapplied. | |||
| 13/04/2016 | 2016/592-594 | Opinions on Pension Schemes Exemptions | Post Trading | Opinion | PDF 273.73 KB |
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| 02/02/2016 | 2016/184-199 | Opinions on Exemptions from the clearing obligation for pension schemes | Post Trading | Opinion | PDF 388.77 KB |
Today’s document published by ESMA contains opinions on 16 UK-based pension schemes where the UK Financial Conduct Authority (FCA) is the competent authority for securities markets. After the exemptions are granted by the FCA, ESMA will publish the list of the types of entities/ arrangements that have been exempted. |
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| 13/10/2011 | 2011/342 | Opinion- Practical arrangements for the late transposition of the UCITS IV Directive | Fund Management | Opinion | PDF 41.33 KB |
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| 15/11/2016 | 2016/1575 | Opinion- Common indicators for new products and services under Article 15 and for significant changes under Article 49 of EMIR | Post Trading | Opinion | PDF 246.48 KB |
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| 28/05/2021 | ESMA50-164-4575 | Opinion- Collection of information for the effective monitoring of systemic risk under Article 24(5), first subparagraph, of the AIFMD | Fund Management | Opinion | PDF 135.74 KB |
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| 13/07/2017 | ESMA35-45-344 | Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union | Brexit, Fund Management, Supervisory convergence | Opinion | PDF 246.6 KB |
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| 30/01/2017 | ESMA34-43-296 | Opinion on UCITS Share Classes | Fund Management | Opinion | PDF 332.69 KB |
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| 16/01/2017 | ESMA03-445018618-8 | Opinion on the exemption from the clearing obligation of Swedish pension schemes- Notification Ref. 23 | Post Trading | Opinion | PDF 203.07 KB |
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| 16/01/2017 | ESMA03-445018618-7 | Opinion on the exemption from the clearing obligation of Swedish pension schemes- Notification Ref. 21 | Post Trading | Opinion | PDF 135.73 KB |
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| 07/07/2016 | 2016/1073 | Opinion on the exemption for Swedish pension scheme | Post Trading | Opinion | PDF 203.12 KB |
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| 30/06/2016 | 2016/998 | Opinion on the exemption for Danish pension scheme | Post Trading | Opinion | PDF 227.83 KB |
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| 03/08/2016 | 2016/1233 | Opinion on the exemption for Danish pension scheme | Post Trading | Opinion | PDF 205.32 KB |
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| 10/04/2017 | ESMA70-708036281-18 | Opinion on portfolio margining requirements under Article 27 of EMIR Delegated Regulation | Post Trading | Opinion | PDF 240.08 KB |
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| 12/04/2016 | 2016/596 | Opinion on loan origination | Fund Management | Opinion | PDF 118.55 KB |
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| 30/09/2021 | ESMA80-196-5819 | Opinion on improving access to and use of credit ratings | Credit Rating Agencies | Opinion | PDF 331.84 KB |
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| 19/03/2020 | ESMA70-155-9587 | Opinion on HCMC emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 260.22 KB |